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State Street SPDR S&P 600 Small Cap Growth ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PFA
301
Professional Financial Advisors
Nebraska
$5K -$11.4K -134 -71%
PCG
302
Private Capital Group
Connecticut
$4K – – –
CWC
303
Carolinas Wealth Consulting
North Carolina
$3K – – –
CAAS
304
Capital Asset Advisory Services
Michigan
$3K +$2.55K +30 New
WP
305
WealthShield Partners
North Carolina
$3K +$3.4K +40 New
OCM
306
Orion Capital Management
California
$2K – – –
WWMSC
307
Wagner Wealth Management (South Carolina)
South Carolina
$1K -$15.6K -184 -95%
CAGAS
308
Capital Advisory Group Advisory Services
Minnesota
$1K – – –
GWMIA
309
Global Wealth Management Investment Advisory
Florida
$1K – – –
LWANC
310
Laurel Wealth Advisors (North Carolina)
North Carolina
$1K – – –
MIM
311
Macroview Investment Management
Maryland
$1K – – –
AA
312
Ancora Advisors
Ohio
$1K +$595 +7 New
CDIA
313
Capital Directions Investment Advisors
Georgia
– -$25.4M -332,947 Closed
Cambridge Investment Research Advisors
314
Cambridge Investment Research Advisors
Iowa
– -$13.5M -176,304 Closed
AIP
315
Almanack Investment Partners
Pennsylvania
– -$9.86M -129,122 Closed
SS
316
Simplicity Solutions
Minnesota
– -$9.1M -119,214 Closed
FFN
317
Focus Financial Network
Minnesota
– -$4.95M -64,785 Closed
HF
318
HRT Financial
New York
– -$2.68M -35,070 Closed
BFG
319
Berger Financial Group
Minnesota
– -$2.08M -27,290 Closed
CI
320
Cavalier Investments
Georgia
– -$1.64M -21,443 Closed
M&T Bank
321
M&T Bank
New York
– -$477K -6,243 Closed
AP
322
Advisors Preferred
Maryland
– -$385K -5,076 Closed
BFM
323
Broadview Financial Management
Wisconsin
– -$262K -3,433 Closed
CS
324
Credit Suisse
Switzerland
– -$211K -2,763 Closed
SIAG
325
Safeguard Investment Advisory Group
California
– -$179K -2,344 Closed