|
26
|
|
$8.46K
|
-$880K
|
-11,013
|
-96%
|
|
|
27
|
NBC Securities
Birmingham,
Alabama
|
$1.03K
|
–
|
–
|
–
|
|
|
28
|
Bank of America
Charlotte,
North Carolina
|
$191
|
-$295K
|
-3,690
|
-100%
|
|
|
29
|
BNP Paribas Financial Markets
Paris,
France
|
$2
|
–
|
–
|
–
|
|
|
30
|
Anson Funds Management
Dallas,
Texas
|
–
|
-$66.7M
|
-222,222
|
Closed
|
|
|
31
|
|
–
|
-$2.74M
|
-9,129
|
Closed
|
|
|
32
|
GTS Securities
Miami,
Florida
|
–
|
-$788K
|
-2,628
|
Closed
|
|
|
33
|
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
–
|
-$213K
|
-1,134
|
Closed
|
|
|
34
|
Scientech Research LLC
Jersey City,
New Jersey
|
–
|
-$308K
|
-1,028
|
Closed
|
|
|
35
|
|
–
|
-$308K
|
-1,027
|
Closed
|
|
|
36
|
IHT Wealth Management
Chicago,
Illinois
|
–
|
-$300K
|
-1,000
|
Closed
|
|
|
37
|
SG Americas Securities
New York
|
–
|
-$296K
|
-985
|
Closed
|
|
|
38
|
Wells Fargo
San Francisco,
California
|
–
|
-$240K
|
-800
|
Closed
|
|
|
39
|
Tower Research Capital (TRC)
New York
|
–
|
-$12.8K
|
-43
|
Closed
|
|
|
40
|
EverSource Wealth Advisors
Birmingham,
Alabama
|
–
|
-$4.5K
|
-15
|
Closed
|
|
|
41
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
+$639
|
+8
|
New
|
|
