|
401
|
Global Assets Advisory
Orlando,
Florida
|
–
|
-$5.98M
|
-236,032
|
Closed
|
|
|
402
|
Renaissance Technologies
New York
|
–
|
-$3.52M
|
-139,100
|
Closed
|
|
|
403
|
SG Americas Securities
New York
|
–
|
-$3.44M
|
-136,054
|
Closed
|
|
|
404
|
Diversify Advisory Services
Sandy,
Utah
|
–
|
-$3.11M
|
-122,349
|
Closed
|
|
|
405
|
Brendel Financial Advisors
Hanover,
New Hampshire
|
–
|
-$2.81M
|
-110,880
|
Closed
|
|
|
406
|
Westwood Wealth Management
Los Angeles,
California
|
–
|
-$2.81M
|
-110,861
|
Closed
|
|
|
407
|
Sykon Capital
Harrison,
New York
|
–
|
-$2.5M
|
-98,601
|
Closed
|
|
|
408
|
RMG Wealth Management
Platteville,
Wisconsin
|
–
|
-$1.89M
|
-83,427
|
Closed
|
|
|
409
|
Heritage Oak Wealth Advisors
Santa Rosa Beach,
Florida
|
–
|
-$1.73M
|
-68,422
|
Closed
|
|
|
410
|
Concurrent Investment Advisors
Tampa,
Florida
|
–
|
-$1.07M
|
-42,402
|
Closed
|
|
|
411
|
Coppell Advisory Solutions
Coppell,
Texas
|
–
|
-$1.05M
|
-41,549
|
Closed
|
|
|
412
|
Virtus Fixed Income Advisers
Hartford,
Connecticut
|
–
|
-$993K
|
-39,210
|
Closed
|
|
|
413
|
GTS Securities
Miami,
Florida
|
–
|
-$952K
|
-37,598
|
Closed
|
|
|
414
|
TradeWell Securities
Fort Wayne,
Indiana
|
–
|
-$1.49M
|
-36,204
|
Closed
|
|
|
415
|
Chesley Taft & Associates
Chicago,
Illinois
|
–
|
-$890K
|
-35,150
|
Closed
|
|
|
416
|
Win Advisors
Palm Beach Gardens,
Florida
|
–
|
-$875K
|
-34,563
|
Closed
|
|
|
417
|
Trevian Wealth Management
Weston,
Massachusetts
|
–
|
-$843K
|
-33,296
|
Closed
|
|
|
418
|
Navis Wealth Advisors
Rye Brook,
New York
|
–
|
-$829K
|
-32,756
|
Closed
|
|
|
419
|
Trivium Point Advisory
Westport,
Connecticut
|
–
|
-$683K
|
-26,959
|
Closed
|
|
|
420
|
Financial Engines Advisors
Santa Clara,
California
|
–
|
-$528K
|
-20,862
|
Closed
|
|
|
421
|
XTX Topco
George Town,
Cayman Islands
|
–
|
-$440K
|
-17,397
|
Closed
|
|
|
422
|
Hilltop Holdings
Dallas,
Texas
|
–
|
-$383K
|
-15,144
|
Closed
|
|
|
423
|
Capital Advisory Group Advisory Services
Bloomington,
Minnesota
|
–
|
-$380K
|
-15,000
|
Closed
|
|
|
424
|
Engineers Gate Manager
New York
|
–
|
-$283K
|
-11,172
|
Closed
|
|
|
425
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$259K
|
-10,242
|
Closed
|
|
