|
901
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
–
|
-$203K
|
-1,497
|
Closed
|
|
|
902
|
Tocqueville Asset Management
New York
|
–
|
-$201K
|
-1,487
|
Closed
|
|
|
903
|
Bollard Group
Boston,
Massachusetts
|
–
|
-$181K
|
-1,360
|
-100%
|
|
|
904
|
DZ Bank
Frankfurt Am Main,
Germany
|
–
|
-$91.5K
|
-676
|
Closed
|
|
|
905
|
Fortitude Advisory Group
Gig Harbor,
Washington
|
–
|
-$89K
|
-657
|
Closed
|
|
|
906
|
Bedel Financial Consulting
Indianapolis,
Indiana
|
–
|
-$82K
|
-602
|
Closed
|
|
|
907
|
Koshinski Asset Management
Decatur,
Illinois
|
–
|
-$73.7K
|
-544
|
Closed
|
|
|
908
|
Dark Forest Capital Management
San Juan,
Puerto Rico
|
–
|
-$62K
|
-462
|
Closed
|
|
|
909
|
|
–
|
-$27.1K
|
-200
|
Closed
|
|
|
910
|
Gemmer Asset Management
Walnut Creek,
California
|
–
|
-$26K
|
-194
|
Closed
|
|
|
911
|
Aaron Wealth Advisors
Chicago,
Illinois
|
–
|
-$20.6K
|
-152
|
Closed
|
|
|
912
|
DeDora Capital
Napa,
California
|
–
|
-$18K
|
-132
|
Closed
|
|
|
913
|
San Luis Wealth Advisors
San Luis Obispo,
California
|
–
|
-$17K
|
-126
|
Closed
|
|
|
914
|
|
–
|
-$11.5K
|
-86
|
Closed
|
|
|
915
|
Cordant Inc
Portland,
Oregon
|
–
|
-$5K
|
-34
|
Closed
|
|
|
916
|
Tradewinds Capital Management
Bellingham,
Washington
|
–
|
-$4K
|
-29
|
Closed
|
|
|
917
|
Edmond de Rothschild Holding
Chambesy,
Switzerland
|
–
|
-$3K
|
-20
|
Closed
|
|
|
918
|
Sierra Capital
Miami,
Florida
|
–
|
-$1K
|
-9
|
Closed
|
|
|
919
|
McClarren Financial Advisors
State College,
Pennsylvania
|
–
|
-$1K
|
-8
|
Closed
|
|
|
920
|
GoalVest Advisory
New York
|
–
|
-$1K
|
-5
|
Closed
|
|
|
921
|
WhitTier Trust Company
Reno,
Nevada
|
–
|
+$133
|
+1
|
New
|
|
