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Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
151
Ladenburg Thalmann Financial Services
Florida
$53K -$54.7K -1,286 -53%
FANJ
152
Financial Architects (New Jersey)
New Jersey
$53K +$1.06K +25 +2%
USGIU
153
U.S. Global Investors (USGI)
Texas
$42K +$38.3K +900 New
HDIM
154
Hanson & Doremus Investment Management
Vermont
$41K
FHA
155
First Horizon Advisors
Tennessee
$27K +$4.25K +100 +21%
Creative Planning
156
Creative Planning
Kansas
$24K -$8.08K -190 -27%
RFA
157
Reilly Financial Advisors
California
$19K
Fifth Third Bancorp
158
Fifth Third Bancorp
Ohio
$16K -$10.3K -241 -42%
Northwestern Mutual Wealth Management
159
Northwestern Mutual Wealth Management
Wisconsin
$16K +$14.4K +339 New
SQA
160
Simon Quick Advisors
New Jersey
$12K
AssetMark Inc
161
AssetMark Inc
California
$10K -$681 -16 -7%
NFG
162
Next Financial Group
Texas
$10K
PSW
163
Portfolio Strategies (Washington)
Washington
$9K
TRCT
164
Tower Research Capital (TRC)
New York
$6K -$2.72K -64 -32%
GT
165
Glenmede Trust
Pennsylvania
$6K
SA
166
SpiderRock Advisors
Delaware
$5K
OAM
167
Oppenheimer Asset Management
New York
$5K +$4.93K +116 New
BNP Paribas Financial Markets
168
BNP Paribas Financial Markets
France
$1.54K
GCP
169
Garelick Capital Partners
Massachusetts
-$34.5M -811,599 Closed
OAM
170
Origin Asset Management
United Kingdom
-$26.3M -619,500 Closed
PC
171
Polar Capital
United Kingdom
-$13.1M -308,096 Closed
CCI
172
Columbus Circle Investors
-$12.3M -289,134 Closed
Marshall Wace
173
Marshall Wace
United Kingdom
-$12.2M -287,957 Closed
QAM
174
Quentec Asset Management
New York
-$11.1M -261,318 Closed
CI Investments Inc
175
CI Investments Inc
Ontario, Canada
-$7.38M -173,600 Closed