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SII

Sprott

Name Holding Trade Value Shares
Change
Change in
Stake
PS
126
Principal Securities
Iowa
$7.8K – – –
1832 Asset Management
127
1832 Asset Management
Ontario, Canada
$7.39K – – –
BIA
128
Bell Investment Advisors
California
$7.17K – – –
JFG
129
JDM Financial Group
Texas
$6.47K – – –
PP
130
Pacifica Partners
Canada
$6.37K – – –
CA
131
Continuum Advisory
Idaho
$5.08K +$4.34K +121 New
BCMLT
132
Beacon Capital Management LLC (Tennessee)
Tennessee
$3.85K – – –
First Manhattan
133
First Manhattan
New York
$3.7K – – –
RFG
134
RFP Financial Group
Georgia
$3.7K – – –
Jones Financial Companies
135
Jones Financial Companies
Missouri
$2.98K +$2.91K +81 New
TCM
136
Tradewinds Capital Management
Washington
$2.77K – – –
TAM
137
Tucker Asset Management
Colorado
$2.03K – – –
PFBT
138
Parkside Financial Bank & Trust
Missouri
$1.85K – – –
TFA
139
Toth Financial Advisory
Virginia
$1.85K – – –
W
140
WealthCollab
Washington
$1.48K – – –
CFO
141
CVA Family Office
Colorado
$1.22K – – –
RhumbLine Advisers
142
RhumbLine Advisers
Massachusetts
$1.15K -$1.4K -39 -56%
CA
143
CoreCap Advisors
Michigan
$1.03K +$1K +28 New
GI
144
Gradient Investments
Minnesota
$813 – – –
QPBE
145
Quintet Private Bank (Europe)
Luxembourg
$551 +$251 +7 New
GEA
146
Glen Eagle Advisors
New Jersey
$259 – – –
AF
147
Allworth Financial
California
$29 – – –
Two Sigma Investments
148
Two Sigma Investments
New York
– -$993K -29,246 Closed
Jane Street
149
Jane Street
New York
– -$867K -25,607 Closed
FFA
150
First Foundation Advisors
California
– -$502K -14,800 Closed