SII

Sprott
SII

Overview Fund Activity

122 hedge funds and large institutions have $242M invested in Sprott in 2022 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 27 increasing their positions, 36 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
122
Holders Change
+21
Holders Change %
+20.79%
% of All Funds
1.97%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
28
Increased
27
Reduced
36
Closed
6
Calls
$1.17M
Puts
$1.08M
Net Calls
+$90K
Net Calls Change
+$988K

Top Buyers

1
WCA
1
Waratah Capital Advisors
Ontario, Canada
$34.1M
2
Russell Investments Group
2
Russell Investments Group
United Kingdom
$5.58M
3
TAM
3
Tocqueville Asset Management
New York
$1.43M
4
CP
4
CenterBook Partners
Connecticut
$1.4M
5
JAM
5
Jacobs Asset Management
New York
$13M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$1.41M
2
ACH
2
ArrowMark Colorado Holdings
Colorado
$10.8M
3
OBGC
3
O'Brien Greene & Co
Pennsylvania
$700K
4
SKK
4
Shepherd Kaplan Krochuk
Massachusetts
$0
5
WJWM
5
Williams Jones Wealth Management
New York
$1.09M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
51
Commonwealth Equity Services
Massachusetts
$411K +$7.48K +225 +2%
Goldman Sachs
52
Goldman Sachs
New York
$398K -$33.8K -1,013 -8%
PWM
53
PRW Wealth Management
Massachusetts
$394K – – –
VWA
54
V Wealth Advisors
Kansas
$347K +$8.33K +250 +2%
KAS
55
Kestra Advisory Services
Texas
$345K -$206K -6,183 -37%
DWM
56
Drive Wealth Management
Utah
$333K +$333K +10,000 New
Boston Partners
57
Boston Partners
Massachusetts
$332K +$332K +9,962 New
Geode Capital Management
58
Geode Capital Management
Massachusetts
$295K +$1.11K +33 +0.4%
PCM
59
Prelude Capital Management
New York
$295K -$80.9K -2,428 -22%
BCIM
60
British Columbia Investment Management
British Columbia, Canada
$294K +$14K +421 +5%
National Bank of Canada
61
National Bank of Canada
Quebec, Canada
$288K +$235K +7,074 +447%
CIBC World Market
62
CIBC World Market
Ontario, Canada
$282K +$282K +8,474 New
C
63
CEDRUS
Colorado
$250K – – –
BCV
64
Banque Cantonale Vaudoise
Switzerland
$249K – – –
PGFC
65
Peapack-Gladstone Financial Corp
New Jersey
$233K – – –
UBS Group
66
UBS Group
Switzerland
$227K +$97.5K +2,926 +75%
PHS
67
Pekin Hardy Strauss
Illinois
$224K -$19.9K -600 -8%
HighTower Advisors
68
HighTower Advisors
Illinois
$221K -$166K -4,917 -43%
RG
69
Rathbones Group
United Kingdom
$218K – – –
Truist Financial
70
Truist Financial
North Carolina
$217K – – –
TRCT
71
Tower Research Capital (TRC)
New York
$209K +$209K +6,304 New
MC
72
Moors & Cabot
Massachusetts
$207K -$17.7K -530 -8%
BFS
73
Bradley Foster & Sargent
Connecticut
$206K -$1.5K -45 -0.7%
SC
74
Scotia Capital
Ontario, Canada
$202K -$6.64K -200 -3%
Canada Life
75
Canada Life
Manitoba, Canada
$173K +$54.4K +1,630 +46%
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3
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