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iShares 0-1 Year Treasury Bond ETF
SHV

90 hedge funds and large institutions have $1.14B invested in iShares 0-1 Year Treasury Bond ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 23 increasing their positions, 37 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

0% more funds holding

Funds holding: 90 → 90 (0)

2.15% less ownership

Funds ownership: 24.99% → 22.84% (-2.2%)

6% less capital invested

Capital invested by funds: $1.22B → $1.14B (-$77.5M)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

38% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 37

Holders
90
Holders Change
–
Holders Change %
0%
% of All Funds
2.92%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.16%
New
15
Increased
23
Reduced
37
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
DS
DRW Securities
Illinois
+$42.2M
2
Bank of America
Bank of America
North Carolina
+$34.3M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$24.7M
4
AA
ALPS Advisors
Colorado
+$11.1M
5
Goldman Sachs
Goldman Sachs
New York
+$11M

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$120M
2
UCFA
United Capital Financial Advisors
Texas
-$34.2M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$31.9M
4
AUIM
Aegon USA Investment Management
Iowa
-$29.5M
5
SAM
Shamrock Asset Management
Texas
-$27.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$4.84M +$903K +8,193 +23%
OC
27
Oppenheimer & Co
New York
$4.82M -$559K -5,069 -10%
DWM
28
Destination Wealth Management
California
$4.72M +$202K +1,836 +4%
WS
29
Wedbush Securities
California
$4.48M +$4.48M +40,670 New
Comerica Bank
30
Comerica Bank
Texas
$3.85M +$666K +6,038 +21%
BFA
31
Beaumont Financial Advisors
Massachusetts
$3.45M +$3.45M +31,319 New
LPT
32
Legacy Private Trust
Wisconsin
$3.44M +$3.44M +31,159 New
AAM
33
American Asset Management
Florida
$3.3M – – –
KeyBank National Association
34
KeyBank National Association
Ohio
$3.05M -$511K -4,638 -14%
Deutsche Bank
35
Deutsche Bank
Germany
$2.81M -$2.76M -25,071 -50%
SAM
36
Shamrock Asset Management
Texas
$2.62M -$27.9M -253,136 -91%
PI
37
Placemark Investments
Illinois
$2.41M -$10.1M -92,019 -81%
LPL Financial
38
LPL Financial
California
$2.38M +$239K +2,165 +11%
AI
39
Atria Investments
North Carolina
$2.04M -$8.31M -75,383 -80%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$2.04M +$2.04M +18,485 New
BCI
41
Brinker Capital Investments
Pennsylvania
$1.99M – – –
MAA
42
Managed Account Advisors
New Jersey
$1.96M -$8.71K -79 -0.4%
CC
43
Curian Capital
Colorado
$1.86M -$84.6K -767 -4%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$1.48M -$1.78M -16,178 -55%
CS
45
Credit Suisse
Switzerland
$1.41M -$150K -1,362 -10%
FIM
46
Freedom Investment Management
Connecticut
$1.4M -$30.6K -278 -2%
NPC
47
National Planning Corporation
California
$1.4M +$350K +3,171 +33%
Two Sigma Investments
48
Two Sigma Investments
New York
$1.25M +$1.25M +11,363 New
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$1.1M +$148K +1,346 +16%
AUIM
50
Aegon USA Investment Management
Iowa
$992K -$29.5M -267,332 -97%
1
2
3 4 5

SHV Hedge Fund Activity: Q3 2013 in Review

90 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares 0-1 Year Treasury Bond ETF (SHV) for Q3 2013, worth a combined $1.14B — down 6.4% from $1.22B a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SHV positions and 13 closed out — a net gain of 2 holders — while 23 added to existing stakes and 37 trimmed.

The largest buyer was DRW Securities, opening a new position worth an estimated $42.2M. The largest seller was Ameriprise, cutting an estimated $120M.

  • 90 institutional investors held iShares 0-1 Year Treasury Bond ETF (SHV) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $1.14B of iShares 0-1 Year Treasury Bond ETF stock for Q3 2013, down 6.4% quarter-over-quarter.
  • 15 funds opened new iShares 0-1 Year Treasury Bond ETF positions in Q3 2013 and 13 closed out, a net change of +2 holders.
  • The largest iShares 0-1 Year Treasury Bond ETF buyer in Q3 2013 was DRW Securities, an estimated $42.2M added.
  • The largest iShares 0-1 Year Treasury Bond ETF seller in Q3 2013 was Ameriprise, an estimated $120M sold.

Based on aggregated 13F filings for Q3 2013.