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Name Holding Trade Value Shares
Change
Change in
Stake
SPC
301
Sigma Planning Corp
Michigan
$214K +$198K +12,990 New
FNBT
302
FineMark National Bank & Trust
Florida
$214K +$198K +13,000 New
FIA
303
FNY Investment Advisers
New York
$205K +$190K +12,500 New
SIAS
304
Shine Investment Advisory Services
Colorado
$180K – – –
CAPTRUST Financial Advisors
305
CAPTRUST Financial Advisors
North Carolina
$177K -$6.09K -400 -4%
PCP
306
Proficio Capital Partners
Massachusetts
$165K +$762 +50 +0.5%
CSS
307
Cubist Systematic Strategies
Connecticut
$164K -$180K -11,790 -54%
BG
308
Bollard Group
Massachusetts
$164K +$152K +10,000 New
Northwestern Mutual Wealth Management
309
Northwestern Mutual Wealth Management
Wisconsin
$162K +$147K +9,630 +4,815%
AIM
310
Arcadia Investment Management
Michigan
$147K – – –
APA
311
American Portfolios Advisors
New York
$132K -$92.9K -6,100 -43%
Fifth Third Bancorp
312
Fifth Third Bancorp
Ohio
$126K -$9.9K -650 -8%
CLOS
313
Compagnie Lombard Odier SCmA
Switzerland
$126K +$56.4K +3,700 +93%
WSTAM
314
Wilbanks Smith & Thomas Asset Management
Virginia
$117K +$108K +7,100 New
RFC
315
Regions Financial Corp
Alabama
$104K +$17.4K +1,140 +22%
Mitsubishi UFJ Asset Management
316
Mitsubishi UFJ Asset Management
Japan
$102K +$10.7K +700 +13%
HI
317
Harrington Investments
California
$99K – – –
SWM
318
SeaCrest Wealth Management
New York
$94K -$2.74K -180 -3%
AAP
319
Arax Advisory Partners
Colorado
$92K +$84.8K +5,570 New
FANJ
320
Financial Architects (New Jersey)
New Jersey
$91K – – –
AA
321
Ancora Advisors
Ohio
$85K +$78.4K +5,150 New
Carson Wealth (CWM LLC)
322
Carson Wealth (CWM LLC)
Nebraska
$83K +$18.9K +1,240 +33%
PP
323
Peconic Partners
New York
$82K – – –
FCB
324
First Command Bank
Texas
$81K – – –
FCFS
325
First Command Financial Services
Texas
$81K – – –