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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

Name Holding Trade Value Shares
Change 		Change in
Stake
PFA
451
Peak Financial Advisors
Colorado
– -$5.04M -106,710 Closed
MFG
452
Merit Financial Group
Georgia
– -$2.81M -59,555 Closed
EI
453
Ellevest Inc
New York
– -$2.74M -57,980 -100%
FTUS
454
Flow Traders U.S.
New York
– -$2.66M -56,338 Closed
VWA
455
Visionary Wealth Advisors
Illinois
– -$2.63M -55,600 Closed
CCWA
456
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$1.84M -39,045 Closed
EC
457
Elequin Capital
New York
– -$1.55M -32,734 Closed
Comerica Bank
458
Comerica Bank
Texas
– -$1.5M -31,601 Closed
DADC
459
D.A. Davidson & Co
Montana
– -$1.26M -26,714 Closed
AP
460
Advisors Preferred
Maryland
– -$924K -19,550 Closed
RWA
461
RGT Wealth Advisors
Texas
– -$865K -18,304 Closed
AFP
462
Ausdal Financial Partners
Iowa
– -$819K -17,326 Closed
BRC
463
Bell Rock Capital
Delaware
– -$704K -14,900 Closed
CIM
464
Confluence Investment Management
Missouri
– -$702K -14,849 Closed
WA
465
WBH Advisory
Maryland
– -$581K -12,233 Closed
WPC
466
Wedmont Private Capital
Pennsylvania
– -$478K -10,123 Closed
CIP
467
Capital Insight Partners
Arizona
– -$463K -9,795 Closed
RWM
468
Rockwood Wealth Management
Pennsylvania
– -$459K -9,715 Closed
OWA
469
One Wealth Advisors
California
– -$445K -9,424 Closed
CS
470
Comerica Securities
Michigan
– -$426K -9,010 Closed
CA
471
CGN Advisors
Kansas
– -$413K -8,743 Closed
HCM
472
Hengehold Capital Management
Ohio
– -$390K -8,247 Closed
PA
473
Procyon Advisors
Connecticut
– -$386K -8,164 Closed
RA
474
RFG Advisory
Alabama
– -$342K -7,171 Closed
MWM
475
Meridian Wealth Management
Kentucky
– -$331K -7,000 Closed
17 18
19
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