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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

Name Holding Trade Value Shares
Change 		Change in
Stake
FIM
326
Freedom Investment Management
Connecticut
– -$7.86M -164,320 Closed
Citadel Advisors
327
Citadel Advisors
Florida
– -$2.57M -53,789 Closed
FMP
328
Financial Management Professionals
Texas
– -$1.57M -32,872 Closed
FF
329
Friedenthal Financial
New Jersey
– -$1.38M -28,898 Closed
ACP
330
Aviance Capital Partners
Florida
– -$1.27M -26,677 Closed
DP
331
DDD Partners
Washington
– -$1.22M -25,404 Closed
TSS
332
Two Sigma Securities
New York
– -$1.17M -24,473 Closed
RGIA
333
Rainier Group Investment Advisory
Washington
– -$1.12M -23,454 Closed
BWM
334
BigSur Wealth Management
Florida
– -$909K -19,000 Closed
BFPW
335
BOK Financial Private Wealth
Colorado
– -$653K -13,648 Closed
CLOS
336
Compagnie Lombard Odier SCmA
Switzerland
– -$478K -10,000 Closed
SYBT
337
Stock Yards Bank & Trust
Kentucky
– -$435K -9,096 Closed
ODG
338
O'Dell Group
Ohio
– -$380K -7,947 Closed
Fifth Third Bancorp
339
Fifth Third Bancorp
Ohio
– -$319K -6,668 Closed
V
340
Veritable
Delaware
– -$316K -6,600 Closed
HGWM
341
Harvest Group Wealth Management
Massachusetts
– -$262K -5,475 Closed
RPA
342
Rock Point Advisors
Vermont
– -$245K -5,120 Closed
GC
343
Gratus Capital
Georgia
– -$209K -4,372 Closed
PWM
344
Perigon Wealth Management
California
– -$132K -2,755 Closed
SFSIG
345
San Francisco Sentry Investment Group
California
– -$99K -2,075 Closed
BFEC
346
Benjamin F. Edwards & Company
Missouri
– -$73K -1,528 Closed
IWM
347
IHT Wealth Management
Illinois
– -$71K -1,487 Closed
PWAG
348
Polaris Wealth Advisory Group
California
– -$24K -511 Closed
HFP
349
Holistic Financial Partners
Indiana
– -$22K -462 Closed
BAM
350
Barrett Asset Management
New York
– -$20K -410 Closed
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