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SHLD

Sears Holding Corporation
SHLD

Delisted

SHLD was delisted on the 23rd of October, 2018.

129 hedge funds and large institutions have $822M invested in Sears Holding Corporation in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 40 increasing their positions, 36 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 36

8% less funds holding

Funds holding: 140129 (-11)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

18% less capital invested

Capital invested by funds: $1.01B → $822M (-$186M)

43% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 21

66% less call options, than puts

Call options by funds: $56.5M | Put options by funds: $167M

Holders
129
Holders Change
-11
Holders Change %
-7.86%
% of All Funds
3.44%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
12
Increased
40
Reduced
36
Closed
21
Calls
$56.5M
Puts
$167M
Net Calls
-$111M
Net Calls Change
-$5.69M
Name Holding Trade Value Shares
Change
Change in
Stake
CG
76
Cutler Group
California
$89K +$87.3K +6,193 +387%
Zurich Cantonal Bank
77
Zurich Cantonal Bank
Switzerland
$87K +$96.5K +6,846 +888%
BlackRock
78
BlackRock
New York
$85K
NFA
79
Nationwide Fund Advisors
Ohio
$81K
Citigroup
80
Citigroup
New York
$78K +$75.2K +5,339 +360%
Public Employees Retirement Association of Colorado
81
Public Employees Retirement Association of Colorado
Colorado
$77K
WTC
82
WhitTier Trust Company
Nevada
$77K
AIG
83
American International Group
New York
$74.4K +$127 +9 +0.1%
CLOS
84
Compagnie Lombard Odier SCmA
Switzerland
$74K -$29.2K -2,070 -24%
PAM
85
Panagora Asset Management
Massachusetts
$73K
BNP Paribas Financial Markets
86
BNP Paribas Financial Markets
France
$66.9K -$179K -12,693 -68%
Parallax Volatility Advisers
87
Parallax Volatility Advisers
California
$64K +$64.8K +4,600 +467%
PNC Financial Services Group
88
PNC Financial Services Group
Pennsylvania
$57K
KKAMG
89
Kernodle & Katon Asset Management Group
Arkansas
$52K +$63.9K +4,532 New
EA
90
Emerald Acquisition
Washington
$37K
FANJ
91
Financial Architects (New Jersey)
New Jersey
$37K
OMCS
92
Old Mutual Customised Solutions
South Africa
$37K
Canada Life
93
Canada Life
Manitoba, Canada
$29K
PCP
94
Proficio Capital Partners
Massachusetts
$23K -$23K -1,635 -45%
Twin Tree Management
95
Twin Tree Management
Texas
$23K +$14.1K +1,000 +100%
US Bancorp
96
US Bancorp
Minnesota
$21K +$888 +63 +3%
IA
97
IFP Advisors
Florida
$20K -$3.52K -250 -12%
PCM
98
Prelude Capital Management
New York
$16K +$18.3K +1,300 +1,300%
Carson Wealth (CWM LLC)
99
Carson Wealth (CWM LLC)
Nebraska
$14K +$17K +1,204 New
LTFS
100
Ladenburg Thalmann Financial Services
Florida
$13K +$11K +781 +210%

SHLD Hedge Fund Activity: Q3 2016 in Review

129 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Sears Holding Corporation (SHLD) for Q3 2016, worth a combined $822M — down 18% from $1.01B a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SHLD and 12 opened new positions — a net loss of 9 holders — while 36 trimmed existing stakes and 40 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.78M. The largest seller was Contrarius Investment Management, cutting an estimated $9.9M.

  • 129 institutional investors held Sears Holding Corporation (SHLD) as of Q3 2016, down from 140 in Q2 2016.
  • Funds reported $822M of Sears Holding Corporation stock for Q3 2016, down 18% quarter-over-quarter.
  • 12 funds opened new Sears Holding Corporation positions in Q3 2016 and 21 closed out, a net change of -9 holders.
  • The largest Sears Holding Corporation buyer in Q3 2016 was Royal Bank of Canada, an estimated $1.78M added.
  • The largest Sears Holding Corporation seller in Q3 2016 was Contrarius Investment Management, an estimated $9.9M sold.

Based on aggregated 13F filings for Q3 2016.