|
401
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$619K
|
-2,916
|
Closed
|
|
|
402
|
Northeast Financial Consultants
Westport,
Connecticut
|
–
|
-$615K
|
-2,900
|
Closed
|
|
|
403
|
D.A. Davidson & Co
Great Falls,
Montana
|
–
|
-$611K
|
-2,881
|
Closed
|
|
|
404
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$598K
|
-2,821
|
Closed
|
|
|
405
|
Balentine LLC
Atlanta,
Georgia
|
–
|
-$598K
|
-2,819
|
Closed
|
|
|
406
|
Park Avenue Securities
New York
|
–
|
-$597K
|
-2,816
|
Closed
|
|
|
407
|
Avior Wealth Management
Omaha,
Nebraska
|
–
|
-$594K
|
-2,800
|
Closed
|
|
|
408
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$585K
|
-2,759
|
Closed
|
|
|
409
|
Valeo Financial Advisors
Carmel,
Indiana
|
–
|
-$585K
|
-2,757
|
Closed
|
|
|
410
|
Prime Capital Investment Advisors
Overland Park,
Kansas
|
–
|
-$580K
|
-2,732
|
Closed
|
|
|
411
|
Levy Wealth Management Group
Philadelphia,
Pennsylvania
|
–
|
-$568K
|
-2,675
|
Closed
|
|
|
412
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
–
|
-$758K
|
-2,630
|
Closed
|
|
|
413
|
CTC Alternative Strategies
Chicago,
Illinois
|
–
|
-$558K
|
-2,628
|
Closed
|
|
|
414
|
Tocqueville Asset Management
New York
|
–
|
-$553K
|
-2,608
|
Closed
|
|
|
415
|
Winthrop Advisory Group
Boston,
Massachusetts
|
–
|
-$551K
|
-2,598
|
Closed
|
|
|
416
|
Laird Norton Wetherby Wealth Management
San Francisco,
California
|
–
|
-$545K
|
-2,571
|
Closed
|
|
|
417
|
Ballentine Partners
Waltham,
Massachusetts
|
–
|
-$541K
|
-2,551
|
Closed
|
|
|
418
|
Baader Bank Aktiengesellschaft
Unterschleissheim,
Germany
|
–
|
-$532K
|
-2,510
|
Closed
|
|
|
419
|
Harbor Investment Advisory
Lutherville,
Maryland
|
–
|
-$530K
|
-2,500
|
Closed
|
|
|
420
|
Ontario Teachers' Pension Plan Board
Toronto,
Ontario, Canada
|
–
|
-$528K
|
-2,490
|
Closed
|
|
|
421
|
Envestnet Portfolio Solutions
Chicago,
Illinois
|
–
|
-$515K
|
-2,426
|
Closed
|
|
|
422
|
BI Asset Management Fondsmaeglerselskab
Kobenhavn,
Denmark
|
–
|
-$502K
|
-2,367
|
Closed
|
|
|
423
|
First City Capital Management
Savannah,
Georgia
|
–
|
-$488K
|
-2,300
|
Closed
|
|
|
424
|
IEQ Capital
Foster City,
California
|
–
|
-$488K
|
-2,299
|
Closed
|
|
|
425
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$475K
|
-2,237
|
Closed
|
|
