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SFS

Smart & Final Stores, Inc.
SFS

Delisted

SFS was delisted on the 19th of June, 2019.

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93 hedge funds and large institutions have $1.06B invested in Smart & Final Stores, Inc. in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 41 increasing their positions, 28 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 28

11% more capital invested

Capital invested by funds: $955M → $1.06B (+$109M)

1% more funds holding

Funds holding: 92 → 93 (+1)

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $145K

Holders
93
Holders Change
+1
Holders Change %
+1.09%
% of All Funds
2.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
14
Increased
41
Reduced
28
Closed
13
Calls
–
Puts
$145K
Net Calls
-$145K
Net Calls Change
-$107K

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$13.1M
2
Victory Capital Management
Victory Capital Management
Texas
+$11.2M
3
AAM
ACK Asset Management
Connecticut
+$4.98M
4
Franklin Resources
Franklin Resources
California
+$3.37M
5
KI
Kalmar Investments
Delaware
+$2.48M

Top Sellers

Rank Fund Capital Flow
1
BAMCO Inc
BAMCO Inc
New York
-$15.4M
2
GA
Glenhill Advisors
New York
-$9.03M
3
HRCM
Hood River Capital Management
Florida
-$5.54M
4
PCM
Portolan Capital Management
Massachusetts
-$2.65M
5
GKIM
GW&K Investment Management
Massachusetts
-$1.85M
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$1.74M -$1.05M -80,021 -39%
Bank of America
27
Bank of America
North Carolina
$1.61M +$504K +38,335 +51%
Jacobs Levy Equity Management
28
Jacobs Levy Equity Management
New Jersey
$1.41M +$505K +38,376 +62%
Hudson Bay Capital Management
29
Hudson Bay Capital Management
Connecticut
$1.41M +$1.32M +100,000 New
First Trust Advisors
30
First Trust Advisors
Illinois
$1.4M +$670K +50,906 +106%
Charles Schwab
31
Charles Schwab
California
$1.32M +$70K +5,323 +6%
New York State Common Retirement Fund
32
New York State Common Retirement Fund
New York
$1.28M +$285K +21,672 +31%
KeyBank National Association
33
KeyBank National Association
Ohio
$1.23M +$205K +15,600 +22%
D.E. Shaw & Co
34
D.E. Shaw & Co
New York
$1.17M -$626K -47,584 -36%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$1.1M +$1.02M +77,704 New
Morgan Stanley
36
Morgan Stanley
New York
$1.01M -$652K -49,557 -41%
MC
37
Martin & Co
Tennessee
$1M +$31.2K +2,375 +3%
TCIM
38
TIAA CREF Investment Management
New York
$940K -$123K -9,357 -12%
Two Sigma Advisers
39
Two Sigma Advisers
New York
$932K +$264K +20,100 +44%
PPA
40
Parametric Portfolio Associates
Washington
$913K -$50.7K -3,856 -6%
BlackRock
41
BlackRock
New York
$906K +$60.8K +4,621 +8%
Invesco
42
Invesco
Georgia
$853K -$548K -41,673 -41%
TC
43
Tyvor Capital
Illinois
$766K +$189K +14,359 +36%
Deutsche Bank
44
Deutsche Bank
Germany
$710K -$1.14M -86,932 -63%
Swiss National Bank
45
Swiss National Bank
Switzerland
$687K – – –
California State Teachers Retirement System (CalSTRS)
46
California State Teachers Retirement System (CalSTRS)
California
$671K -$18.4K -1,400 -3%
CS
47
Credit Suisse
Switzerland
$654K +$172K +13,087 +39%
FMT
48
First Mercantile Trust
Tennessee
$599K +$559K +42,500 New
TA
49
Teachers Advisors
New York
$570K +$78K +5,929 +17%
CG
50
Cutler Group
California
$563K +$362K +27,535 +221%
1
2
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SFS Hedge Fund Activity: Q4 2016 in Review

93 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Smart & Final Stores, Inc. (SFS) for Q4 2016, worth a combined $1.06B — up 11% from $955M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SFS positions and 13 closed out — a net gain of 1 holder — while 41 added to existing stakes and 28 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $13.1M. The largest seller was BAMCO Inc, cutting an estimated $15.4M.

  • 93 institutional investors held Smart & Final Stores, Inc. (SFS) as of Q4 2016, up from 92 in Q3 2016.
  • Funds reported $1.06B of Smart & Final Stores, Inc. stock for Q4 2016, up 11% quarter-over-quarter.
  • 14 funds opened new Smart & Final Stores, Inc. positions in Q4 2016 and 13 closed out, a net change of +1 holder.
  • The largest Smart & Final Stores, Inc. buyer in Q4 2016 was Wellington Management Group, an estimated $13.1M added.
  • The largest Smart & Final Stores, Inc. seller in Q4 2016 was BAMCO Inc, an estimated $15.4M sold.

Based on aggregated 13F filings for Q4 2016.