SEP

Spectra Engy Parters Lp
SEP

Delisted

SEP was delisted on the 14th of December, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
PG
76
PEAK6 Group
Illinois
$911K +$942K +17,584 New
CG
77
Clinton Group
New York
$860K +$890K +16,606 New
Bank of New York Mellon
78
Bank of New York Mellon
New York
$762K -$53.7K -1,002 -6%
OC
79
Oppenheimer & Co
New York
$740K +$766K +14,299 New
RIG
80
Roosevelt Investment Group
New York
$736K +$18.1K +337 +2%
HWA
81
Heritage Wealth Advisors
Virginia
$730K +$47K +878 +7%
DIA
82
Dean Investment Associates
Ohio
$704K +$62.5K +1,167 +9%
SCA
83
Salient Capital Advisors
Texas
$698K -$5.8M -108,200 -89%
CNB
84
City National Bank
Delaware
$668K +$22.5K +420 +3%
VKH
85
Virtu KCG Holdings
New York
$641K -$131K -2,447 -17%
WPEP
86
Walnut Private Equity Partners
Nebraska
$621K – – –
TNAM
87
Terra Nova Asset Management
New York
$618K +$640K +11,936 New
US Bancorp
88
US Bancorp
Minnesota
$605K – – –
CFMC
89
Curbstone Financial Management Corp
New Hampshire
$592K +$170K +3,175 +38%
GIA
90
GHP Investment Advisors
Colorado
$568K +$34.9K +651 +6%
LTFS
91
Ladenburg Thalmann Financial Services
Florida
$564K +$115K +2,146 +25%
FAAS
92
First Allied Advisory Services
California
$548K +$74.8K +1,396 +15%
HighTower Advisors
93
HighTower Advisors
Illinois
$515K -$1.1M -20,482 -67%
SJIC
94
St. James Investment Company
Texas
$511K +$529K +9,874 New
Ameriprise
95
Ameriprise
Minnesota
$476K +$54.3K +1,013 +12%
CIBC Asset Management
96
CIBC Asset Management
Ontario, Canada
$466K +$53.3K +994 +12%
Royal Bank of Canada
97
Royal Bank of Canada
Ontario, Canada
$456K +$45.5K +850 +11%
AA
98
Ancora Advisors
Ohio
$451K -$467K -8,707 Closed
HIS
99
Horizon Investment Services
Indiana
$443K +$458K +8,553 New
Fifth Third Bancorp
100
Fifth Third Bancorp
Ohio
$441K +$352K +6,567 +336%