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ALPS Sector Dividend Dogs ETF
SDOG

Name Holding Trade Value Shares
Change 		Change in
Stake
Cetera Investment Advisers
126
Cetera Investment Advisers
Illinois
– -$460K -9,835 Closed
SWP
127
Stratos Wealth Partners
Ohio
– -$443K -9,457 Closed
CCB
128
Cutter & Co Brokerage
Missouri
– -$290K -6,195 Closed
KeyBank National Association
129
KeyBank National Association
Ohio
– -$287K -6,121 Closed
BF
130
BOK Financial
Oklahoma
– -$281K -6,000 Closed
SFG
131
StrategIQ Financial Group
Indiana
– -$270K -5,763 Closed
TYCC
132
Texas Yale Capital Corp
Florida
– -$269K -5,750 Closed
DIA
133
Dana Investment Advisors
Wisconsin
– -$265K -5,660 Closed
KWMG
134
King Wealth Management Group
Florida
– -$265K -5,653 Closed
WS
135
Wedbush Securities
California
– -$247K -5,274 Closed
RJT
136
Raymond James Trust
Florida
– -$247K -5,268 Closed
FAIM
137
Financial Advocates Investment Management
Washington
– -$245K -5,237 Closed
KWM
138
Kingsview Wealth Management
Oregon
– -$235K -5,020 Closed
TAM
139
Tocqueville Asset Management
New York
– -$231K -4,925 Closed
9WM
140
9258 Wealth Management
Ohio
– -$229K -4,900 Closed
SLWS
141
Swaine & Leidel Wealth Services
Florida
– -$229K -4,880 Closed
CWS
142
Cypress Wealth Services
California
– -$225K -4,800 Closed
CA
143
Calton & Associates
Florida
– -$222K -4,749 Closed
PSF
144
Pacific Sun Financial
California
– -$216K -4,610 Closed
HB
145
Homrich & Berg
Georgia
– -$210K -4,483 Closed
JMPWA
146
JP Morgan Private Wealth Advisors
California
– -$208K -4,433 Closed
HIS
147
Harvest Investment Services
Illinois
– -$207K -4,421 Closed
AWA
148
Acorn Wealth Advisors
Michigan
– -$202K -4,352 Closed
CAGAS
149
Capital Advisory Group Advisory Services
Minnesota
– -$165K -3,520 Closed
CH
150
Canton Hathaway
Rhode Island
– -$140K -3,000 Closed
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