|
401
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$233K
|
-5,807
|
Closed
|
|
|
402
|
Neo Ivy Capital Management
New York
|
–
|
-$229K
|
-5,707
|
Closed
|
|
|
403
|
Inscription Capital
Houston,
Texas
|
–
|
-$199K
|
-4,960
|
Closed
|
|
|
404
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$212K
|
-4,904
|
Closed
|
|
|
405
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$173K
|
-4,309
|
Closed
|
|
|
406
|
|
–
|
-$185K
|
-4,281
|
Closed
|
|
|
407
|
Starr International Company
Zug,
Switzerland
|
–
|
-$158K
|
-3,929
|
Closed
|
|
|
408
|
Northwest Wealth Management
Spencer,
Iowa
|
–
|
-$80K
|
-2,000
|
Closed
|
|
|
409
|
Marshall Wace North America
New York
|
–
|
-$68K
|
-1,700
|
Closed
|
|
|
410
|
Machina Capital
Paris,
France
|
–
|
-$60K
|
-1,500
|
Closed
|
|
|
411
|
Marshall Wace
London,
United Kingdom
|
–
|
-$60K
|
-1,484
|
Closed
|
|
|
412
|
Wealthspire Advisors (Maryland)
Potomac,
Maryland
|
–
|
-$51K
|
-1,259
|
Closed
|
|
|
413
|
|
–
|
-$48K
|
-1,200
|
Closed
|
|
|
414
|
Lavaca Capital
Houston,
Texas
|
–
|
-$28K
|
-703
|
Closed
|
|
|
415
|
Shine Investment Advisory Services
Lone Tree,
Colorado
|
–
|
-$28K
|
-688
|
Closed
|
|
|
416
|
Legacy Financial Advisors
Covington,
Kentucky
|
–
|
-$19K
|
-472
|
Closed
|
|
|
417
|
North Star Investment Management
Chicago,
Illinois
|
–
|
-$18K
|
-440
|
Closed
|
|
|
418
|
Fred Alger Management
New York
|
–
|
-$11K
|
-285
|
Closed
|
|
|
419
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$6K
|
-150
|
Closed
|
|
|
420
|
Premia Global Advisors
Coral Gables,
Florida
|
–
|
-$4K
|
-124
|
Closed
|
|
|
421
|
One Wealth Advisors
San Francisco,
California
|
–
|
-$3K
|
-80
|
Closed
|
|
|
422
|
WealthBridge Capital Management
Westerville,
Ohio
|
–
|
-$3K
|
-72
|
Closed
|
|
|
423
|
Omnia Family Wealth
Aventura,
Florida
|
–
|
-$2K
|
-55
|
Closed
|
|
|
424
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$1K
|
-32
|
Closed
|
|
|
425
|
Raffa Wealth Management
Washington,
District of Columbia
|
–
|
-$1.12K
|
-28
|
Closed
|
|
