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SCHW

Charles Schwab

Name Holding Trade Value Shares
Change
Change in
Stake
CI
1101
Cowen Inc
New York
– -$541K -11,000 Closed
SCM
1102
Southport Capital Management
Tennessee
– -$523K -10,650 Closed
BCM
1103
Bluefin Capital Management
New York
– -$461K -9,378 Closed
NEAM
1104
New England Asset Management
Connecticut
– -$444K -9,035 Closed
BCM
1105
BlueCrest Capital Management
Jersey
– -$432K -8,785 Closed
RTS
1106
Round Table Services
New Jersey
– -$406K -8,259 Closed
PFPT
1107
Pinnacle Financial Partners (Tennessee)
Tennessee
– -$396K -8,064 Closed
FT
1108
Fiduciary Trust
Massachusetts
– -$382K -7,787 Closed
ECM
1109
ETrade Capital Management
Virginia
– -$373K -7,592 Closed
HH
1110
Hilltop Holdings
Texas
– -$349K -7,102 Closed
Fidelity International
1111
Fidelity International
Bermuda
– -$306K -6,775 -100%
ACI
1112
Alpha Cubed Investments
California
– -$305K -6,507 Closed
HCMT
1113
Highland Capital Management (Texas)
Texas
– -$295K -6,000 Closed
CPIG
1114
Chicago Partners Investment Group
Illinois
– -$258K -5,905 Closed
BPC
1115
Banque Pictet & Cie
Switzerland
– -$272K -5,525 Closed
BSW
1116
Buckingham Strategic Wealth
Missouri
– -$264K -5,365 Closed
WS
1117
Wedbush Securities
California
– -$259K -5,276 Closed
PFS
1118
Physicians Financial Services
North Carolina
– -$249K -5,050 Closed
GC
1119
Garde Capital
Washington
– -$238K -5,022 Closed
KJHP
1120
K.J. Harrison & Partners
Ontario, Canada
– -$246K -5,000 Closed
LIM
1121
Leavell Investment Management
Alabama
– -$242K -4,920 Closed
BHTS
1122
Bar Harbor Trust Services
Maine
– -$231K -4,704 Closed
SIC
1123
Sigma Investment Counselors
Michigan
– -$230K -4,674 Closed
CA
1124
CapWealth Advisors
Tennessee
– -$222K -4,520 Closed
NERM
1125
New England Research & Management
Illinois
– -$222K -4,519 Closed