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SCHW

Charles Schwab
SCHW

Name Holding Trade Value Shares
Change 		Change in
Stake
IPC
651
Independent Portfolio Consultants
Florida
– -$732K -26,806 Closed
QAM
652
Quantres Asset Management
Cayman Islands
– -$681K -24,900 Closed
CB
653
Commerce Bank
Missouri
– -$542K -19,849 Closed
OI
654
Oakbrook Investments
Illinois
– -$538K -19,675 Closed
PIP
655
Perennial Investment Partners
Australia
– -$468K -17,113 Closed
SCA
656
SAC Capital Advisors
Connecticut
– -$451K -16,494 Closed
CG
657
Clinton Group
New York
– -$436K -15,960 Closed
SBH
658
Segall Bryant & Hamill
Illinois
– -$385K -14,080 Closed
USGIU
659
U.S. Global Investors (USGI)
Texas
– -$382K -14,000 Closed
AIM
660
Arcadia Investment Management
Michigan
– -$331K -12,108 Closed
BA
661
Bridgewater Associates
Connecticut
– -$307K -11,218 Closed
HC
662
Highmount Capital
New York
– -$241K -8,800 Closed
ACM
663
Azimuth Capital Management
Michigan
– -$204K -7,465 Closed
PP
664
Prudential plc
United Kingdom
– -$201K -7,342 Closed
TDC
665
Thompson Davis & Co
Virginia
– -$100K -3,650 Closed
AR
666
Advisory Research
Illinois
– -$71K -2,608 Closed
HMS
667
Hanseatic Management Services
New Mexico
– -$68K -1,860 Closed
ECM
668
ETrade Capital Management
Virginia
– -$50K -1,846 Closed
PIM
669
Progressive Investment Management
Oregon
– -$30K -1,099 Closed
QT
670
Quantbot Technologies
New York
– -$27K -996 Closed
LWCFA
671
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
– -$11K -385 Closed
LFR
672
Lehman Financial Resources
Pennsylvania
– -$10K -357 Closed
MUMSS
673
Mitsubishi UFJ Morgan Stanley Securities
Japan
– -$7K -270 Closed
CFS
674
Community Financial System
New York
– -$5K -170 Closed
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