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Schwab US TIPS ETF

37 hedge funds and large institutions have $71.5M invested in Schwab US TIPS ETF in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

11.36% less ownership

Funds ownership: 45.7%34.34% (-11%)

18% less funds holding

Funds holding: 4537 (-8)

39% less capital invested

Capital invested by funds: $116M → $71.5M (-$45M)

47% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 19

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

70% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 10

Holders
37
Holders Change
-8
Holders Change %
-17.78%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
3
Increased
10
Reduced
19
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
26
Bank of Montreal
Ontario, Canada
$166K -$25.8K -960 -14%
U
27
UBS
Switzerland
$134K -$125K -4,670 -49%
SFPIA
28
Stevens First Principles Investment Advisors
California
$73K
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$70K -$3.48M -129,686 -98%
Bank of America
30
Bank of America
North Carolina
$68K -$299K -11,126 -82%
Ameriprise
31
Ameriprise
Minnesota
$41K +$14.5K +542 +56%
PSI
32
Pinnacle Summer Investments
Virginia
$27K
AA
33
Apriem Advisors
California
$23K +$1.07K +40 +5%
DADC
34
D.A. Davidson & Co
Montana
$18K
CDIA
35
Capital Directions Investment Advisors
Georgia
$14K
S
36
SignatureFD
Georgia
$4K -$1.07K -40 -23%
RPGK
37
Retirement Planning Group (Kansas)
Kansas
-$2.81M -104,582 Closed
PMG
38
ProVise Management Group
Florida
-$1.82M -67,604 Closed
GA
39
Gateway Advisory
New Jersey
-$1.42M -52,728 Closed
CPO
40
Cerity Partners OCIO
New York
-$511K -31,850 Closed
Jane Street
41
Jane Street
New York
-$720K -26,750 Closed
LTFS
42
Ladenburg Thalmann Financial Services
Florida
-$71K -2,656 Closed
MWP
43
MYCIO Wealth Partners
Pennsylvania
-$48K -1,800 Closed
CFA
44
Camarda Financial Advisors
Florida
-$29K -1,062 Closed
CP
45
Corbenic Partners
Pennsylvania
-$13K -500 Closed
Citigroup
46
Citigroup
New York
-$4K -146 Closed
FANJ
47
Financial Architects (New Jersey)
New Jersey
+$1.18K +44 New

SCHP Hedge Fund Activity: Q3 2013 in Review

37 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Schwab US TIPS ETF (SCHP) for Q3 2013, worth a combined $71.5M — down 39% from $116M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SCHP and 3 opened new positions — a net loss of 7 holders — while 19 trimmed existing stakes and 10 added.

The largest buyer was Bluefin Capital Management, opening a new position worth an estimated $810K. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $20.3M.

  • 37 institutional investors held Schwab US TIPS ETF (SCHP) as of Q3 2013, down from 45 in Q2 2013.
  • Funds reported $71.5M of Schwab US TIPS ETF stock for Q3 2013, down 39% quarter-over-quarter.
  • 3 funds opened new Schwab US TIPS ETF positions in Q3 2013 and 10 closed out, a net change of -7 holders.
  • The largest Schwab US TIPS ETF buyer in Q3 2013 was Bluefin Capital Management, an estimated $810K added.
  • The largest Schwab US TIPS ETF seller in Q3 2013 was Charles Schwab Investment Advisory, an estimated $20.3M sold.

Based on aggregated 13F filings for Q3 2013.