|
126
|
Sandy Spring Bank
Olney,
Maryland
|
$3K
|
–
|
–
|
–
|
|
|
127
|
West Oak Capital
Westlake Village,
California
|
$2.84K
|
–
|
–
|
–
|
|
|
128
|
Hudock Inc
Williamsport,
Pennsylvania
|
$2K
|
-$16.9K
|
-826
|
-90%
|
|
|
129
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$1K
|
-$4.78K
|
-234
|
-76%
|
|
|
130
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
131
|
First Foundation Advisors
Irvine,
California
|
–
|
-$1.1M
|
-56,342
|
Closed
|
|
|
132
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.08M
|
-53,104
|
Closed
|
|
|
133
|
|
–
|
-$778K
|
-39,932
|
Closed
|
|
|
134
|
Mariner
Overland Park,
Kansas
|
–
|
-$543K
|
-27,854
|
Closed
|
|
|
135
|
|
–
|
-$352K
|
-18,066
|
Closed
|
|
|
136
|
Timber Hill
Greenwich,
Connecticut
|
–
|
-$270K
|
-13,852
|
Closed
|
|
|
137
|
National Planning Corporation
El Segundo,
California
|
–
|
-$37.7K
|
-1,850
|
Closed
|
|
|
138
|
Waverly Advisors
Birmingham,
Alabama
|
–
|
-$35K
|
-1,804
|
Closed
|
|
|
139
|
Pacific Financial Group
Bellevue,
Washington
|
–
|
-$26K
|
-1,340
|
Closed
|
|
|
140
|
WFG Advisors
Dallas,
Texas
|
–
|
-$26K
|
-1,330
|
Closed
|
|
|
141
|
|
–
|
-$18K
|
-928
|
Closed
|
|
|
142
|
Pittenger & Anderson Inc
Lincoin,
Nebraska
|
–
|
-$8K
|
-428
|
Closed
|
|
|
143
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$6K
|
-300
|
Closed
|
|
|
144
|
First Horizon Advisors
Memphis,
Tennessee
|
–
|
-$5K
|
-300
|
Closed
|
|
|
145
|
Ruggie Capital Group
Tavares,
Florida
|
–
|
-$2K
|
-80
|
Closed
|
|
|
146
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$41
|
-2
|
-50%
|
|
