|
426
|
Fifth Third Securities
Cincinnati,
Ohio
|
–
|
-$1.2M
|
-43,019
|
Closed
|
|
|
427
|
M Holdings Securities
Portland,
Oregon
|
–
|
-$949K
|
-33,967
|
Closed
|
|
|
428
|
Strategic Financial Services
Utica,
New York
|
–
|
-$901K
|
-32,241
|
Closed
|
|
|
429
|
Renaissance Technologies
New York
|
–
|
-$685K
|
-24,500
|
Closed
|
|
|
430
|
Westwind Capital
Las Cruces,
New Mexico
|
–
|
-$658K
|
-23,545
|
Closed
|
|
|
431
|
Breiter Capital Management
Bradenton,
Florida
|
–
|
-$585K
|
-20,934
|
Closed
|
|
|
432
|
Institute for Wealth Management
Denver,
Colorado
|
–
|
-$460K
|
-16,487
|
Closed
|
|
|
433
|
Crow Point Partners
Boston,
Massachusetts
|
–
|
-$406K
|
-14,599
|
Closed
|
|
|
434
|
Corrado Advisors
Ramsey,
New Jersey
|
–
|
-$240K
|
-8,575
|
Closed
|
|
|
435
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$237K
|
-8,497
|
Closed
|
|
|
436
|
SII Investments
Appleton,
Wisconsin
|
–
|
-$218K
|
-7,738
|
Closed
|
|
|
437
|
Accurate Investment Solutions
Seven Fields,
Pennsylvania
|
–
|
-$151K
|
-5,417
|
Closed
|
|
|
438
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$113K
|
-4,047
|
Closed
|
|
|
439
|
Norway Savings Bank
Portland,
Maine
|
–
|
-$71K
|
-2,545
|
Closed
|
|
|
440
|
Kiley Juergens Wealth Management
Olympia,
Washington
|
–
|
-$52K
|
-1,884
|
Closed
|
|
|
441
|
Pathway Financial Advisors
South Burlington,
Vermont
|
–
|
-$46K
|
-1,640
|
Closed
|
|
|
442
|
Evercore Wealth Management
New York
|
–
|
-$42K
|
-1,491
|
Closed
|
|
|
443
|
Financial Management Professionals
Austin,
Texas
|
–
|
-$39K
|
-1,422
|
Closed
|
|
|
444
|
American Financial Network Advisory Services
Calabasas,
California
|
–
|
-$23K
|
-831
|
Closed
|
|
|
445
|
WESPAC Advisors SoCal
Pasadena,
California
|
–
|
-$14K
|
-536
|
Closed
|
|
|
446
|
YorkBridge Wealth Partners
New York
|
–
|
-$10.3K
|
-350
|
Closed
|
|
|
447
|
SevenBridge Financial Group
Harrisburg,
Pennsylvania
|
–
|
-$3K
|
-110
|
Closed
|
|
|
448
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
+$264
|
+9
|
New
|
|
