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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PA
26
PFG Advisors
Arizona
$398K +$4.2K +272 +1%
Invesco
27
Invesco
Georgia
$398K +$8.92K +578 +2%
WAM
28
Wolverine Asset Management
Illinois
$397K +$395K +25,560 New
XF
29
XML Financial
Maryland
$396K
PAG
30
Private Advisor Group
New Jersey
$341K +$24.7K +1,603 +8%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$335K -$1.03K -67 -0.3%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$324K +$89.2K +5,776 +38%
SFS
33
Shaker Financial Services
Virginia
$297K +$293K +19,000 New
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$296K -$61.4K -3,980 -17%
Comerica Bank
35
Comerica Bank
Texas
$287K
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$280K +$30.4K +1,969 +12%
Mercer Global Advisors
37
Mercer Global Advisors
Colorado
$251K +$250K +16,172 New
SWGC
38
Summit Wealth Group (Colorado)
Colorado
$243K +$57.2K +3,706 New
Truist Financial
39
Truist Financial
North Carolina
$224K +$223K +14,421 New
ATS
40
Ashton Thomas Securities
New York
$213K -$27.8K -1,800 -12%
IAIM
41
International Assets Investment Management
Florida
$208K
VIPI
42
Vista Investment Partners II
Indiana
$187K -$108 -7 -0.1%
MWM
43
MGB Wealth Management
Texas
$186K
LNWWM
44
Laird Norton Wetherby Wealth Management
California
$183K -$170K -11,018 -48%
UBS Group
45
UBS Group
Switzerland
$152K -$1K -65 -0.7%
MCM
46
MAI Capital Management
Ohio
$93.2K
CAM
47
Creekmur Asset Management
Illinois
$33.1K
CA
48
CoreCap Advisors
Michigan
$18.6K
FIA
49
FNY Investment Advisers
New York
$12K
FFA
50
Farther Finance Advisors
California
$10.1K