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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
QL
26
Quarry LP
New York
$464K +$459K +29,766 New
NAS
27
NWF Advisory Services
California
$441K
Bank of America
28
Bank of America
North Carolina
$439K -$63.9K -4,140 -13%
XF
29
XML Financial
Maryland
$397K
PA
30
PFG Advisors
Arizona
$396K
Invesco
31
Invesco
Georgia
$391K +$180K +11,653 +87%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$359K -$46.7K -3,024 -12%
LNWWM
33
Laird Norton Wetherby Wealth Management
California
$356K +$352K +22,810 New
Ameriprise
34
Ameriprise
Minnesota
$338K -$30.8K -1,997 -8%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$338K +$2.79K +181 +0.8%
PAG
36
Private Advisor Group
New Jersey
$317K +$40K +2,594 +15%
Comerica Bank
37
Comerica Bank
Texas
$289K
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$250K +$47.3K +3,062 +24%
ATS
39
Ashton Thomas Securities
New York
$242K
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$235K -$77 -5 -0%
IAIM
41
International Assets Investment Management
Florida
$206K
VIPI
42
Vista Investment Partners II
Indiana
$188K -$5.39K -349 -3%
MWM
43
MGB Wealth Management
Texas
$187K -$185K -11,999 -50%
APW
44
Aurora Private Wealth
New Jersey
$167K +$3.52K +228 +2%
UBS Group
45
UBS Group
Switzerland
$153K -$7.69K -498 -5%
MCM
46
MAI Capital Management
Ohio
$93.6K
AF
47
Allworth Financial
California
$39K
CAM
48
Creekmur Asset Management
Illinois
$33.3K
CA
49
CoreCap Advisors
Michigan
$18.7K
FIA
50
FNY Investment Advisers
New York
$12K +$1.54K +100 +14%