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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ATS
26
Ashton Thomas Securities
New York
$267K
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$265K -$40.2K -2,329 -13%
IAIM
28
International Assets Investment Management
Florida
$226K
VIPI
29
Vista Investment Partners II
Indiana
$213K +$214K +12,409 New
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$211K +$20.4K +1,182 +11%
MWM
31
MGB Wealth Management
Texas
$206K
LNWWM
32
Laird Norton Wetherby Wealth Management
California
$203K
UBS Group
33
UBS Group
Switzerland
$180K -$40K -2,315 -18%
APW
34
Aurora Private Wealth
New Jersey
$179K +$4.3K +249 +2%
MCM
35
MAI Capital Management
Ohio
$103K +$104K +6,000 New
AF
36
Allworth Financial
California
$43.8K +$34.6K +2,000 +398%
CAM
37
Creekmur Asset Management
Illinois
$36.7K
TAM
38
Tucker Asset Management
Colorado
$29.5K
CA
39
CoreCap Advisors
Michigan
$20.6K
CIBC Private Wealth Group
40
CIBC Private Wealth Group
Georgia
$5.03K +$5.18K +300 New
Fidelity Investments
41
Fidelity Investments
Massachusetts
$34 +$35 +2 New
NAS
42
NWF Advisory Services
California
-$498K -28,288 Closed
GIA
43
GHP Investment Advisors
Colorado
-$38.8K -2,205 Closed
FIA
44
FNY Investment Advisers
New York
-$12K -700 Closed
VAMG
45
Voisard Asset Management Group
Michigan
-$10.4K -593 Closed