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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$285K +$20.5K +1,272 +9%
ATS
27
Ashton Thomas Securities
New York
$273K
IAIM
28
International Assets Investment Management
Florida
$233K
UBS Group
29
UBS Group
Switzerland
$225K +$10.5K +653 +5%
MWM
30
MGB Wealth Management
Texas
$211K
LNWWM
31
Laird Norton Wetherby Wealth Management
California
$207K
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$194K -$6.6K -410 -4%
APW
33
Aurora Private Wealth
New Jersey
$178K +$163K +10,129 New
GIA
34
GHP Investment Advisors
Colorado
$38.8K +$35.5K +2,205 New
CAM
35
Creekmur Asset Management
Illinois
$37.5K +$34.3K +2,132 New
TAM
36
Tucker Asset Management
Colorado
$30.2K +$27.6K +1,715 New
CA
37
CoreCap Advisors
Michigan
$21.1K
FIA
38
FNY Investment Advisers
New York
$12K +$11.3K +700 New
VAMG
39
Voisard Asset Management Group
Michigan
$10.4K
AF
40
Allworth Financial
California
$8.85K
SFS
41
Shaker Financial Services
Virginia
-$1.44M -92,584 Closed
AC
42
Aristides Capital
Kentucky
-$1.14M -73,903 Closed
CA
43
Cornerstone Advisors
North Carolina
-$41.2K -2,662 Closed
SWM
44
Spire Wealth Management
Virginia
-$31K -2,000 Closed
WWP
45
WR Wealth Planners
Missouri
-$12.4K -800 Closed
IRC
46
Investors Research Corp
Georgia
-$7.26K -469 Closed
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
-$5.6K -362 Closed
TSWM
48
Tyler-Stone Wealth Management
Ohio
-$5.42K -350 Closed