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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LCM
26
Landscape Capital Management
New Jersey
$226K -$10K -706 -5%
PAG
27
Private Advisor Group
New Jersey
$217K +$198K +13,903 New
CIA
28
Concurrent Investment Advisors
Florida
$214K -$4.91K -345 -2%
IAIM
29
International Assets Investment Management
Florida
$204K
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$192K +$175K +12,287 New
MWM
31
MGB Wealth Management
Texas
$188K
LNWWM
32
Laird Norton Wetherby Wealth Management
California
$184K +$168K +11,792 New
1CP
33
1607 Capital Partners
Virginia
$168K -$146K -10,275 -49%
UBS Group
34
UBS Group
Switzerland
$163K -$186K -13,067 -56%
SWM
35
Spire Wealth Management
Virginia
$50.2K +$57 +4 +0.1%
CA
36
Cornerstone Advisors
North Carolina
$41.6K -$2.43M -170,809 -98%
CA
37
CoreCap Advisors
Michigan
$34.4K +$31.3K +2,200 New
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$32.3K -$117K -8,258 -80%
WWP
39
WR Wealth Planners
Missouri
$15K +$13.7K +960 New
FIA
40
FNY Investment Advisers
New York
$10K +$9.95K +700 New
VAMG
41
Voisard Asset Management Group
Michigan
$9.28K
AF
42
Allworth Financial
California
$7.87K
TSWM
43
Tyler-Stone Wealth Management
Ohio
$5.47K
KIM
44
Karpus Investment Management
New York
-$1.17M -83,344 Closed
Cohen & Steers
45
Cohen & Steers
New York
-$1.12M -80,000 Closed
CCP
46
Clough Capital Partners
Massachusetts
-$751K -53,600 Closed
QL
47
Quarry LP
New York
-$751K -53,600 Closed
AA
48
AQR Arbitrage
Connecticut
-$418K -29,818 Closed
JP Morgan Chase
49
JP Morgan Chase
New York
-$154K -10,977 Closed
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
-$44.8K -3,195 Closed