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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
26
Citigroup
New York
$104K -$42.9K -3,520 -30%
AF
27
Advisornet Financial
Minnesota
$97K
LWM
28
Liberty Wealth Management
California
$68K
SWM
29
Spire Wealth Management
Virginia
$63K +$60K +4,922 New
SPIA
30
Steward Partners Investment Advisory
New York
$57.8K +$55.5K +4,550 New
UBS Group
31
UBS Group
Switzerland
$51K -$902 -74 -2%
IAIM
32
International Assets Investment Management
Florida
$19K
GWM
33
Geneos Wealth Management
Colorado
$18K
CFB
34
Cullen/Frost Bankers
Texas
$13K
HNB
35
Huntington National Bank
Ohio
$12K
AF
36
Allworth Financial
California
$6K +$6.13K +503 New
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$1K
SFS
38
Shaker Financial Services
Virginia
-$959K -82,288 Closed
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
-$475K -40,768 Closed
CRC
40
Curi RMB Capital
Illinois
-$410K -35,221 Closed
Invesco
41
Invesco
Georgia
-$379K -32,495 Closed
Millennium Management
42
Millennium Management
New York
-$328K -28,143 Closed
LCM
43
Landscape Capital Management
New Jersey
-$296K -25,402 Closed
M&T Bank
44
M&T Bank
New York
-$192K -16,500 Closed
RJT
45
Raymond James Trust
Florida
-$125K -10,696 Closed
FIA
46
FNY Investment Advisers
New York
-$120K -10,316 Closed
ASN
47
Advisory Services Network
Georgia
-$61K -5,237 Closed
WLPWM
48
Walled Lake Planning & Wealth Management
Illinois
-$1K -84 Closed