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Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
1601
Endurance Wealth Management
Rhode Island
$6K – – –
HFM
1602
Hartford Financial Management
Connecticut
$6K – – –
RWG
1603
Regal Wealth Group
California
$6K +$63 +1 +1%
FAM
1604
Fred Alger Management
New York
$6K +$5.63K +90 New
HIM
1605
Hillsdale Investment Management
Ontario, Canada
$6K +$6.26K +100 New
IAS
1606
IMA Advisory Services
Colorado
$5K – – –
MIM
1607
Macroview Investment Management
Maryland
$4K – – –
DAM
1608
Delta Asset Management
Tennessee
$3K – – –
WAM
1609
Watermark Asset Management
California
$3K – – –
SWP
1610
Strategic Wealth Partners
Ohio
$3K +$876 +14 +42%
CWM
1611
Catamount Wealth Management
Connecticut
$3K +$2.75K +44 New
FIA
1612
FNY Investment Advisers
New York
$3K +$3.5K +56 New
CAGAS
1613
Capital Advisory Group Advisory Services
Minnesota
$2K -$6.07K -97 -75%
BWA
1614
BDO Wealth Advisors
Florida
$2K -$6.01K -96 -76%
PCFFS
1615
Pacific Center for Financial Services
California
$2K – – –
SIAS
1616
Shine Investment Advisory Services
Colorado
$2K – – –
JIR
1617
James Investment Research
Ohio
$2K +$2K +32 New
CA
1618
Centerpoint Advisors
Massachusetts
$1K – – –
NC
1619
NewSquare Capital
Pennsylvania
$1K – – –
WWM
1620
Willingdon Wealth Management
North Carolina
$1K – – –
MG
1621
MilWealth Group
Wisconsin
$193 +$188 +3 New
NAMA
1622
Nikko Asset Management Americas
New York
– -$49.3M -878,442 Closed
NSLI
1623
Nan Shan Life Insurance
Taiwan
– -$44M -774,062 Closed
C
1624
Consulta
United Kingdom
– -$28.4M -500,000 Closed
TG
1625
TCW Group
California
– -$24.5M -431,865 Closed
63 64
65
66 67