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Name Holding Trade Value Shares
Change 		Change in
Stake
HFM
1601
Hartford Financial Management
Connecticut
$6K – – –
RWG
1602
Regal Wealth Group
California
$6K +$63 +1 +1%
FAM
1603
Fred Alger Management
New York
$6K +$5.63K +90 New
HIM
1604
Hillsdale Investment Management
Ontario, Canada
$6K +$6.26K +100 New
IAS
1605
IMA Advisory Services
Colorado
$5K – – –
MIM
1606
Macroview Investment Management
Maryland
$4K – – –
DAM
1607
Delta Asset Management
Tennessee
$3K – – –
WAM
1608
Watermark Asset Management
California
$3K – – –
SWP
1609
Strategic Wealth Partners
Ohio
$3K +$876 +14 +42%
CWM
1610
Catamount Wealth Management
Connecticut
$3K +$2.75K +44 New
FIA
1611
FNY Investment Advisers
New York
$3K +$3.5K +56 New
CAGAS
1612
Capital Advisory Group Advisory Services
Minnesota
$2K -$6.07K -97 -75%
BWA
1613
BDO Wealth Advisors
Florida
$2K -$6.01K -96 -76%
PCFFS
1614
Pacific Center for Financial Services
California
$2K – – –
SIAS
1615
Shine Investment Advisory Services
Colorado
$2K – – –
JIR
1616
James Investment Research
Ohio
$2K +$2K +32 New
CA
1617
Centerpoint Advisors
Massachusetts
$1K – – –
NC
1618
NewSquare Capital
Pennsylvania
$1K – – –
WWM
1619
Willingdon Wealth Management
North Carolina
$1K – – –
MG
1620
MilWealth Group
Wisconsin
$193 +$188 +3 New
NAMA
1621
Nikko Asset Management Americas
New York
– -$49.3M -878,442 Closed
NSLI
1622
Nan Shan Life Insurance
Taiwan
– -$44M -774,062 Closed
C
1623
Consulta
United Kingdom
– -$28.4M -500,000 Closed
TG
1624
TCW Group
California
– -$24.5M -431,865 Closed
TCG
1625
Tremblant Capital Group
Florida
– -$12.7M -224,273 Closed
63 64
65
66 67