|
401
|
MML Investors Services
Springfield,
Massachusetts
|
–
|
-$203K
|
-1,768
|
Closed
|
|
|
402
|
FDx Advisors
Chicago,
Illinois
|
–
|
-$201K
|
-1,754
|
Closed
|
|
|
403
|
Prime Capital Investment Advisors
Overland Park,
Kansas
|
–
|
-$172K
|
-1,500
|
Closed
|
|
|
404
|
Prelude Capital Management
New York
|
–
|
-$171K
|
-1,488
|
Closed
|
|
|
405
|
Steward Partners Investment Advisory
New York
|
–
|
-$132K
|
-1,145
|
Closed
|
|
|
406
|
Paradigm Asset Management
New York
|
–
|
-$115K
|
-1,000
|
Closed
|
|
|
407
|
Peregrine Capital Management
Minneapolis,
Minnesota
|
–
|
-$80K
|
-700
|
Closed
|
|
|
408
|
Wilbanks Smith & Thomas Asset Management
Norfolk,
Virginia
|
–
|
-$17K
|
-146
|
Closed
|
|
|
409
|
Raab & Moskowitz Asset Management
Chatham,
New Jersey
|
–
|
-$8K
|
-70
|
Closed
|
|
|
410
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$5K
|
-47
|
Closed
|
|
|
411
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
–
|
-$5K
|
-45
|
Closed
|
|
|
412
|
O'Brien Wealth Partners
Waltham,
Massachusetts
|
–
|
-$5K
|
-45
|
Closed
|
|
|
413
|
Smithfield Trust
Pittsburgh,
Pennsylvania
|
–
|
-$2K
|
-15
|
Closed
|
|
|
414
|
Csenge Advisory Group
Clearwater,
Florida
|
–
|
-$1K
|
-13
|
Closed
|
|
|
415
|
MinichMacGregor Wealth Management
Saratoga Springs,
New York
|
–
|
-$1K
|
-12
|
Closed
|
|
|
416
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$1K
|
-11
|
Closed
|
|
|
417
|
Jacobi Capital Management
Pittston,
Pennsylvania
|
–
|
-$1K
|
-10
|
Closed
|
|
|
418
|
Stratos Wealth Partners
Beachwood,
Ohio
|
–
|
-$1K
|
-10
|
Closed
|
|
|
419
|
|
–
|
-$1.01K
|
-9
|
-64%
|
|
|
420
|
C.M. Bidwell & Associates
Honolulu,
Hawaii
|
–
|
-$1K
|
-8
|
Closed
|
|
|
421
|
Glassman Wealth Services
Vienna,
Virginia
|
–
|
+$338
|
+3
|
New
|
|
|
422
|
Berman Capital Advisors
Atlanta,
Georgia
|
–
|
+$675
|
+6
|
New
|
|
|
423
|
Parallel Advisors
San Francisco,
California
|
–
|
+$788
|
+7
|
New
|
|
