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SBAC

Name Holding Trade Value Shares
Change 		Change in
Stake
HIM
601
Hillsdale Investment Management
Ontario, Canada
$7K -$373K -1,220 -98%
BWM
602
BerganKDV Wealth Management
Minnesota
$7K – – –
FMP
603
Financial Management Professionals
Texas
$7K – – –
TAIM
604
TD Ameritrade Investment Management
Nebraska
$7K – – –
CCA
605
Column Capital Advisors
Indiana
$6K – – –
EFSCE
606
Enterprise Financial Services Corp (EFSC)
Missouri
$6K – – –
ETC
607
Exchange Traded Concepts
Oklahoma
$6K +$2.75K +9 +90%
RWM
608
Raffa Wealth Management
District of Columbia
$5.1K +$917 +3 +23%
SIAS
609
Shine Investment Advisory Services
Colorado
$5K -$3.06K -10 -40%
EW
610
Evoke Wealth
California
$5K – – –
WT
611
Washington Trust
Rhode Island
$5K – – –
BAM
612
Bellevue Asset Management
Washington
$4K – – –
EWA
613
Evolution Wealth Advisors
Florida
$4K – – –
WLPWM
614
Walled Lake Planning & Wealth Management
Illinois
$4K – – –
EI
615
Ellevest Inc
New York
$4K +$306 +1 +8%
FHA
616
First Horizon Advisors
Tennessee
$4K +$3.36K +11 New
HI
617
Hudock Inc
Pennsylvania
$3K – – –
PFWA
618
Paces Ferry Wealth Advisors
Georgia
$3K +$2.75K +9 New
NIM
619
NuWave Investment Management
New Jersey
$2K -$12.8K -42 -86%
RA
620
Rational Advisors
New York
$2K -$12.8K -42 -86%
CAM
621
ClariVest Asset Management
California
$2K – – –
LWM
622
Liberty Wealth Management
California
$2K – – –
PFGIA
623
Patriot Financial Group Insurance Agency
Massachusetts
$2K – – –
CSPIA
624
Cary Street Partners Investment Advisory
Virginia
$2K +$1.53K +5 New
FFA
625
Founders Financial Alliance
North Carolina
$2K +$1.83K +6 New
23 24
25
26 27