|
501
|
Daiwa Securities Group
Tokyo,
Japan
|
–
|
-$66K
|
-4,396
|
Closed
|
|
|
502
|
CoreCap Advisors
Southfield,
Michigan
|
–
|
-$62.9K
|
-4,192
|
Closed
|
|
|
503
|
Spurstone Advisory Services
Higganum,
Connecticut
|
–
|
-$37.5K
|
-2,500
|
Closed
|
|
|
504
|
Barrett & Company
Providence,
Rhode Island
|
–
|
-$30K
|
-2,000
|
Closed
|
|
|
505
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
–
|
-$23.4K
|
-1,680
|
Closed
|
|
|
506
|
DV Trading
Chicago,
Illinois
|
–
|
-$15K
|
-1,000
|
Closed
|
|
|
507
|
Wolff Wiese Magana
Carslbad,
California
|
–
|
-$15K
|
-1,000
|
Closed
|
|
|
508
|
Torren Management
San Diego,
California
|
–
|
-$11.2K
|
-747
|
Closed
|
|
|
509
|
University of Texas/Texas AM Investment Management Co (UTIMCO)
Austin,
Texas
|
–
|
-$9.39K
|
-626
|
Closed
|
|
|
510
|
SageView Advisory Group
Newport Beach,
California
|
–
|
-$6.45K
|
-430
|
Closed
|
|
|
511
|
Bare Financial Services
Gap,
Pennsylvania
|
–
|
-$4.58K
|
-305
|
Closed
|
|
|
512
|
Atlantic Edge Private Wealth Management
Jacksonville,
Florida
|
–
|
-$3K
|
-200
|
Closed
|
|
|
513
|
Winthrop Capital Management
Carmel,
Indiana
|
–
|
-$2K
|
-125
|
Closed
|
|
|
514
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
–
|
-$1.73K
|
-115
|
Closed
|
|
|
515
|
Summit Securities Group
New York
|
–
|
-$1.5K
|
-100
|
Closed
|
|
|
516
|
Private Wealth Management Group
Princeton,
New Jersey
|
–
|
-$1.43K
|
-95
|
Closed
|
|
|
517
|
Clearstead Advisors
Cleveland,
Ohio
|
–
|
-$1.38K
|
-92
|
Closed
|
|
|
518
|
Optima Capital
Beaverton,
Oregon
|
–
|
-$570
|
-38
|
Closed
|
|
|
519
|
Bruce G. Allen Investments
Denver,
Colorado
|
–
|
-$180
|
-12
|
Closed
|
|
|
520
|
Quaker Wealth Management
Moorestown,
New Jersey
|
–
|
-$180
|
-12
|
Closed
|
|
|
521
|
Gordian Capital (Singapore)
Singapore
|
–
|
-$1.53K
|
-11
|
Closed
|
|
|
522
|
Shelton Wealth Management
Fort Worth,
Texas
|
–
|
-$111
|
-8
|
Closed
|
|
|
523
|
NCP Inc
La Quinta,
California
|
–
|
-$105
|
-7
|
Closed
|
|
