GALENA BIOPHARMA INC COM

RXII

Delisted

RXII was delisted on the 25th of October, 2011.

76 hedge funds and large institutions have $124M invested in GALENA BIOPHARMA INC COM in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 30 increasing their positions, 21 reducing their positions, and 14 closing their positions.

New

Increased

Maintained

Reduced

Closed

205% more capital invested

Capital invested by funds: $40.5M → $124M (+$83.2M)

59% more call options, than puts

Call options by funds: $17M | Put options by funds: $10.7M

43% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 21

21% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 14

4% more funds holding

Funds holding: 73 → 76 (+3)

Holders

Holders Change

Holders Change %

+4.11%

% of All Funds

2.21%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

$17M

Puts

$10.7M

Net Calls

+$6.34M

Net Calls Change

+$5.41M

Top Buyers

1	State Street Boston, Massachusetts	+$20.4M
2	CCM Consonance Capital Management New York	+$14.8M
3	TCIM TIAA CREF Investment Management New York	+$1.55M
4	EI EAM Investors Solana Beach, California	+$1.24M
5	Morgan Stanley New York	+$1.06M

Top Sellers

1	HCMT Highland Capital Management (Texas) Dallas, Texas	-$2.6M
2	DCM DAFNA Capital Management Los Angeles, California	-$855K
3	UOC UBS O'Connor Chicago, Illinois	-$793K
4	Goldman Sachs New York	-$785K
5	BIT BlackRock Institutional Trust San Francisco, California	-$717K

#	Name	Holding	Trade Value	Shares Change	Change in Stake
76	UOC 76 UBS O'Connor Chicago, Illinois	–	-$793K	-349,400	Closed
77	77 ProShare Advisors Bethesda, Maryland	–	-$120K	-52,729	Closed
78	DT 78 Diversified Trust Memphis, Tennessee	–	-$91K	-40,000	Closed
79	79 Millennium Management New York	–	-$81K	-35,422	Closed
80	80 SG Americas Securities New York	–	-$73K	-32,243	Closed
81	JG 81 Jefferies Group New York	–	-$72K	-31,626	Closed
82	82 HighTower Advisors Chicago, Illinois	–	-$58K	-25,284	Closed
83	FAAS 83 First Allied Advisory Services San Diego, California	–	-$46K	-20,000	Closed
84	CA 84 Commerzbank Aktiengesellschaft Frankfurt, Germany	–	-$35K	-15,300	Closed
85	85 JP Morgan Chase New York	–	-$31K	-13,505	Closed
86	BBA 86 BLB&B Advisors Montgomeryville, Pennsylvania	–	-$23K	-10,000	Closed
87	PAS 87 Partnervest Advisory Services Santa Barbara, California	–	-$2K	-1,000	Closed
88	TRCT 88 Tower Research Capital (TRC) New York	–	-$2K	-825	Closed