|
201
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$2K
|
–
|
–
|
–
|
|
|
202
|
First City Capital Management
Savannah,
Georgia
|
$548
|
–
|
–
|
–
|
|
|
203
|
SG Americas Securities
New York
|
–
|
-$3.9M
|
-99,157
|
Closed
|
|
|
204
|
Barclays
London,
United Kingdom
|
–
|
-$3.52M
|
-89,714
|
Closed
|
|
|
205
|
Baltimore-Washington Financial Advisors
Columbia,
Maryland
|
–
|
-$725K
|
-18,430
|
Closed
|
|
|
206
|
Curian Capital
Denver,
Colorado
|
–
|
-$435K
|
-11,069
|
Closed
|
|
|
207
|
KeyBank National Association
Cleveland,
Ohio
|
–
|
-$420K
|
-10,667
|
Closed
|
|
|
208
|
EFG Asset Management (Americas)
Miami,
Florida
|
–
|
-$312K
|
-7,932
|
Closed
|
|
|
209
|
Bailard
Foster City,
California
|
–
|
-$268K
|
-6,810
|
Closed
|
|
|
210
|
Concert Wealth Management
San Jose,
California
|
–
|
-$258K
|
-6,512
|
Closed
|
|
|
211
|
Pinnacle Wealth Management Advisory Group
Red Bank,
New Jersey
|
–
|
-$254K
|
-6,455
|
Closed
|
|
|
212
|
Mariner
Overland Park,
Kansas
|
–
|
-$238K
|
-6,053
|
Closed
|
|
|
213
|
Mosaic Financial Partners
San Francisco,
California
|
–
|
-$230K
|
-5,857
|
Closed
|
|
|
214
|
Indiana Trust & Investment Management
Mishawaka,
Indiana
|
–
|
-$210K
|
-5,342
|
Closed
|
|
|
215
|
SOL Capital Management
Rockville,
Maryland
|
–
|
-$202K
|
-5,145
|
Closed
|
|
|
216
|
Carnick & Kubik
Colorado Springs,
Colorado
|
–
|
-$90.5K
|
-2,300
|
Closed
|
|
|
217
|
Pinnacle Summer Investments
Fairfax,
Virginia
|
–
|
-$59K
|
-1,494
|
Closed
|
|
|
218
|
Whittier Trust
South Pasadena,
California
|
–
|
-$39K
|
-1,000
|
Closed
|
|
|
219
|
Waverly Advisors
Birmingham,
Alabama
|
–
|
-$27K
|
-678
|
Closed
|
|
|
220
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$26K
|
-670
|
Closed
|
|
|
221
|
First Personal Financial Services
Charlotte,
North Carolina
|
–
|
-$22K
|
-538
|
Closed
|
|
|
222
|
Madden Advisory Services
Jacksonville,
Florida
|
–
|
-$13K
|
-340
|
Closed
|
|
|
223
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$13K
|
-326
|
Closed
|
|
|
224
|
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
|
–
|
-$12K
|
-300
|
Closed
|
|
|
225
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$9K
|
-247
|
Closed
|
|
