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RWT

Redwood Trust

Name Holding Trade Value Shares
Change
Change in
Stake
KeyBank National Association
126
KeyBank National Association
Ohio
$497K -$106K -5,421 -18%
11A
127
10-15 Associates
New York
$460K +$7.01K +360 +2%
Royal Bank of Canada
128
Royal Bank of Canada
Ontario, Canada
$447K -$22K -1,127 -5%
GMIM
129
General Motors Investment Management
New York
$417K -$37.5K -1,927 -9%
Principal Financial Group
130
Principal Financial Group
Iowa
$396K -$7.79K -400 -2%
FBNAT
131
FirstMerit Bank N.A. Trustee
Ohio
$384K +$39.1K +2,009 +12%
HighTower Advisors
132
HighTower Advisors
Illinois
$355K +$341K +17,500 New
ACI
133
Alpha Cubed Investments
California
$343K
AF
134
Aldebaran Financial
$323K -$19.5K -1,000 -6%
ECM
135
Evergreen Capital Management
Washington
$294K -$19K -975 -6%
SG Americas Securities
136
SG Americas Securities
New York
$294K +$141K +7,251 +100%
FAAS
137
First Allied Advisory Services
California
$278K +$2.61K +134 +1%
PA
138
Profund Advisors
Maryland
$260K +$250K +12,844 New
TCM
139
Tran Capital Management
California
$249K
BCM
140
Boltwood Capital Management
California
$203K
BNP Paribas Financial Markets
141
BNP Paribas Financial Markets
France
$190K +$149K +7,669 +720%
RFS
142
Rockefeller Financial Services
New York
$175K
NSIM
143
North Star Investment Management
Illinois
$136K +$131K +6,700 New
ECM
144
ETrade Capital Management
Virginia
$127K +$36.5K +1,872 +42%
OMCS
145
Old Mutual Customised Solutions
South Africa
$126K
RFC
146
Russell Frank Company
Washington
$126K
WEC
147
Winslow Evans & Crocker
Massachusetts
$122K
TRCT
148
Tower Research Capital (TRC)
New York
$107K +$53.7K +2,756 +109%
Canada Life
149
Canada Life
Manitoba, Canada
$82K
LTFS
150
Ladenburg Thalmann Financial Services
Florida
$64K -$19.2K -987 -24%