RWT

Redwood Trust
RWT

Overview Fund Activity

161 hedge funds and large institutions have $1.31B invested in Redwood Trust in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 50 increasing their positions, 63 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
161
Holders Change
-9
Holders Change %
-5.29%
% of All Funds
4.67%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
16
Increased
50
Reduced
63
Closed
24
Calls
$565K
Puts
$23K
Net Calls
+$542K
Net Calls Change
+$1.99M

Top Buyers

1
VLKIM
Van Lanschot Kempen Investment Management
Netherlands
$11.4M
2
DIA
Davidson Investment Advisors
Montana
$8.85M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
$8.08M
4
CS
Comerica Securities
Michigan
$2.05M
5
TAM
Tocqueville Asset Management
New York
$6.31M

Top Sellers

1
O
OppenheimerFunds
New York
$34.1M
2
Norges Bank
Norges Bank
Norway
$12.3M
3
SCM
SKBA Capital Management
California
$1.18M
4
Fidelity Investments
Fidelity Investments
Massachusetts
$97.8M
5
Wells Fargo
Wells Fargo
California
$65.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
151
Envestnet Asset Management
Illinois
$31K -$88.7K -5,386 -74%
Parallax Volatility Advisers
152
Parallax Volatility Advisers
California
$20K +$11.8K +712 +143%
NFG
153
Next Financial Group
Texas
$14K +$14K +848 New
Group One Trading
154
Group One Trading
Illinois
$12K -$14.2K -829 -54%
AWM
155
Avior Wealth Management
Nebraska
$12K – – –
PMFA
156
Plante Moran Financial Advisors
Michigan
$9K – – –
BCM
157
Blume Capital Management
California
$7K – – –
RFA
158
Reilly Financial Advisors
California
$4K – – –
RNS
159
Robert N. Shapiro
$4K – – –
TIM
160
Tortoise Investment Management
New York
$3K – – –
Manulife (Manufacturers Life Insurance)
161
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$894 +$34 +2,047 +4%
WI
162
WBI Investments
New Jersey
– -$8.03M -412,423 Closed
VCAM
163
Valentine Capital Asset Management
California
– -$4.24M -217,928 Closed
SCM
164
Sterling Capital Management
North Carolina
– -$2.55M -130,997 Closed
PI
165
Putnam Investments
Massachusetts
– -$2.52M -129,265 Closed
HCS
166
Harvest Capital Strategies
California
– -$1.03M -53,000 Closed
QCMNJ
167
Quantum Capital Management (New Jersey)
New Jersey
– -$873K -44,862 Closed
PAM
168
Paradigm Asset Management
New York
– -$631K -32,400 Closed
FBNAT
169
FirstMerit Bank N.A. Trustee
Ohio
– -$368K -18,915 Closed
AF
170
Aldebaran Financial
– -$310K -15,922 Closed
FAAS
171
First Allied Advisory Services
California
– -$268K -13,801 Closed
PA
172
Profund Advisors
Maryland
– -$268K -13,776 Closed
HighTower Advisors
173
HighTower Advisors
Illinois
– -$211K -10,850 Closed
SG Americas Securities
174
SG Americas Securities
New York
– -$195K -10,007 Closed
ARC
175
Absolute Return Capital
Massachusetts
– -$165K -8,466 Closed
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