|
1301
|
Wealth Enhancement & Preservation of GA
Alpharetta,
Georgia
|
–
|
-$11.4M
|
-79,050
|
Closed
|
|
|
1302
|
Paragon Wealth Strategies
Jacksonville,
Florida
|
–
|
-$10.3M
|
-71,057
|
Closed
|
|
|
1303
|
Capital Investment Advisors
Atlanta,
Georgia
|
–
|
-$10.2M
|
-70,843
|
Closed
|
|
|
1304
|
Valley Financial Management
New York
|
–
|
-$8.93M
|
-61,732
|
Closed
|
|
|
1305
|
Mountain Capital Investment Advisors
Westminster,
Colorado
|
–
|
-$8.35M
|
-57,486
|
Closed
|
|
|
1306
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$7.95M
|
-55,000
|
Closed
|
|
|
1307
|
MBL Wealth
Charlotte,
North Carolina
|
–
|
-$7.94M
|
-54,935
|
Closed
|
|
|
1308
|
WNY Asset Management
Williamsville,
New York
|
–
|
-$7.81M
|
-53,974
|
Closed
|
|
|
1309
|
Financial Enhancement Group
Anderson,
Indiana
|
–
|
-$7.4M
|
-52,715
|
Closed
|
|
|
1310
|
Kaizen Financial Strategies
Campbell,
California
|
–
|
-$5.18M
|
-35,803
|
Closed
|
|
|
1311
|
Wexford Capital
West Palm Beach,
Florida
|
–
|
-$5.12M
|
-35,407
|
Closed
|
|
|
1312
|
Prudential plc
London, England,
United Kingdom
|
–
|
-$4.66M
|
-32,200
|
Closed
|
|
|
1313
|
First Interstate Bank
Billings,
Montana
|
–
|
-$3.04M
|
-21,001
|
Closed
|
|
|
1314
|
Rafferty Asset Management
New York
|
–
|
-$2.3M
|
-15,900
|
Closed
|
|
|
1315
|
Traphagen Investment Advisors
Oradell,
New Jersey
|
–
|
-$2.18M
|
-15,051
|
Closed
|
|
|
1316
|
Lifestyle Asset Management
Friendswood,
Texas
|
–
|
-$1.89M
|
-13,094
|
Closed
|
|
|
1317
|
Two Sigma Advisers
New York
|
–
|
-$1.69M
|
-11,700
|
Closed
|
|
|
1318
|
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
|
–
|
-$1.65M
|
-11,437
|
Closed
|
|
|
1319
|
G&S Capital
Denver,
Colorado
|
–
|
-$1.5M
|
-10,368
|
Closed
|
|
|
1320
|
Foundations Investment Advisors
Phoenix,
Arizona
|
–
|
-$1.36M
|
-9,385
|
Closed
|
|
|
1321
|
BTG Pactual Global Asset Management
Hamilton,
Bermuda
|
–
|
-$1.23M
|
-8,500
|
Closed
|
|
|
1322
|
Friedenthal Financial
Marlton,
New Jersey
|
–
|
-$1.19M
|
-8,236
|
Closed
|
|
|
1323
|
Terra Nova Asset Management
New York
|
–
|
-$1.18M
|
-8,169
|
Closed
|
|
|
1324
|
WESPAC Advisors
Orinda,
California
|
–
|
-$1.08M
|
-7,447
|
Closed
|
|
|
1325
|
Greenfield Savings Bank
Greenfield,
Massachusetts
|
–
|
-$1.06M
|
-7,305
|
Closed
|
|
