|
426
|
Ogorek Anthony Joseph
Williamsville,
New York
|
$5K
|
–
|
–
|
–
|
|
|
427
|
First Command Bank
Fort Worth,
Texas
|
$4K
|
–
|
–
|
–
|
|
|
428
|
First Command Financial Services
Fort Worth,
Texas
|
$4K
|
–
|
–
|
–
|
|
|
429
|
Harbour Capital Advisors
Tysons Corner,
Virginia
|
$3.27K
|
+$3.23K
|
+36
|
New
|
|
|
430
|
Hudock Inc
Williamsport,
Pennsylvania
|
$3K
|
–
|
–
|
–
|
|
|
431
|
Krilogy Financial
St. Louis,
Missouri
|
$2K
|
–
|
–
|
–
|
|
|
432
|
GAM Holding
Zurich,
Switzerland
|
–
|
-$64.1M
|
-740,000
|
Closed
|
|
|
433
|
Strategic Wealth Management
Kirkland,
Washington
|
–
|
-$12M
|
-138,075
|
Closed
|
|
|
434
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
–
|
-$7.51M
|
-86,709
|
Closed
|
|
|
435
|
Lincoln National Corp
Radnor,
Pennsylvania
|
–
|
-$3.37M
|
-38,862
|
Closed
|
|
|
436
|
IBEX Wealth Advisors
Bedminster,
New Jersey
|
–
|
-$1.68M
|
-19,094
|
Closed
|
|
|
437
|
SG Americas Securities
New York
|
–
|
-$1.54M
|
-17,727
|
Closed
|
|
|
438
|
|
–
|
-$915K
|
-10,561
|
Closed
|
|
|
439
|
Comerica Securities
Detroit,
Michigan
|
–
|
-$783K
|
-9,778
|
Closed
|
|
|
440
|
Two Sigma Securities
New York
|
–
|
-$677K
|
-7,816
|
Closed
|
|
|
441
|
Insight Capital Research & Management
Walnut Creek,
California
|
–
|
-$643K
|
-7,427
|
Closed
|
|
|
442
|
Virtu KCG Holdings
New York
|
–
|
-$529K
|
-6,104
|
Closed
|
|
|
443
|
LVW Advisors
Pittsford,
New York
|
–
|
-$499K
|
-5,760
|
Closed
|
|
|
444
|
Linscomb Wealth
Houston,
Texas
|
–
|
-$374K
|
-4,311
|
Closed
|
|
|
445
|
Truist Financial
Charlotte,
North Carolina
|
–
|
-$294K
|
-3,391
|
Closed
|
|
|
446
|
Empirical Wealth Management
Seattle,
Washington
|
–
|
-$270K
|
-3,120
|
Closed
|
|
|
447
|
Pinnacle Financial Partners (Tennessee)
Nashville,
Tennessee
|
–
|
-$251K
|
-2,898
|
Closed
|
|
|
448
|
Bradley Foster & Sargent
Hartford,
Connecticut
|
–
|
-$250K
|
-2,888
|
Closed
|
|
|
449
|
One Capital Management
Westlake Village,
California
|
–
|
-$223K
|
-2,570
|
Closed
|
|
|
450
|
Forte Capital
Rochester,
New York
|
–
|
-$220K
|
-2,550
|
Closed
|
|
