|
476
|
Brave Asset Management
Summit,
New Jersey
|
$8K
|
–
|
–
|
–
|
|
|
477
|
Gemmer Asset Management
Walnut Creek,
California
|
$8K
|
–
|
–
|
–
|
|
|
478
|
WFG Advisors
Dallas,
Texas
|
$8K
|
–
|
–
|
–
|
|
|
479
|
Prentiss Smith & Co
Brattleboro,
Vermont
|
$8K
|
+$8.24K
|
+200
|
New
|
|
|
480
|
Nuveen
Charlotte,
North Carolina
|
$7.09K
|
-$11.9M
|
-289,577
|
-63%
|
|
|
481
|
Central Bank & Trust
Lexington,
Kentucky
|
$7K
|
+$4.12K
|
+100
|
+128%
|
|
|
482
|
TD Securities (USA)
New York
|
$6K
|
-$4.16M
|
-100,891
|
-100%
|
|
|
483
|
Formidable Asset Management
Cincinnati,
Ohio
|
$6K
|
–
|
–
|
–
|
|
|
484
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
$5K
|
-$4.94K
|
-120
|
-50%
|
|
|
485
|
Cable Hill Partners
Portland,
Oregon
|
$5K
|
–
|
–
|
–
|
|
|
486
|
Plante Moran Financial Advisors
Southfield,
Michigan
|
$5K
|
–
|
–
|
–
|
|
|
487
|
Crosspoint Capital Strategies
Orinda,
California
|
$5K
|
+$4.98K
|
+121
|
New
|
|
|
488
|
Oakworth Capital
Birmingham,
Alabama
|
$4K
|
–
|
–
|
–
|
|
|
489
|
Sandy Spring Bank
Olney,
Maryland
|
$4K
|
–
|
–
|
–
|
|
|
490
|
Ruggie Capital Group
Tavares,
Florida
|
$3K
|
-$22.4K
|
-545
|
-89%
|
|
|
491
|
First Personal Financial Services
Charlotte,
North Carolina
|
$3K
|
–
|
–
|
–
|
|
|
492
|
Tarbox Family Office
Newport Beach,
California
|
$3K
|
–
|
–
|
–
|
|
|
493
|
Zions Bancorporation
Salt Lake City,
Utah
|
$3K
|
+$3.01K
|
+73
|
New
|
|
|
494
|
Point72 Asset Management
Stamford,
Connecticut
|
$3K
|
+$3.09K
|
+75
|
New
|
|
|
495
|
Gradient Investments
Arden Hills,
Minnesota
|
$2K
|
–
|
–
|
–
|
|
|
496
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$1K
|
–
|
–
|
–
|
|
|
497
|
Gupta Wealth Management
San Diego,
California
|
$1K
|
–
|
–
|
–
|
|
|
498
|
Next Financial Group
Houston,
Texas
|
$1K
|
–
|
–
|
–
|
|
|
499
|
Howe & Rusling
Rochester,
New York
|
$1K
|
+$41
|
+1
|
+3%
|
|
|
500
|
Ascend Capital
Orinda,
California
|
–
|
-$32.5M
|
-828,906
|
Closed
|
|
