|
1101
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
–
|
-$203K
|
-412
|
Closed
|
|
|
1102
|
MPS Loria Financial Planners
Burr Ridge,
Illinois
|
–
|
-$201K
|
-409
|
Closed
|
|
|
1103
|
BOK Financial Private Wealth
Denver,
Colorado
|
–
|
-$200K
|
-407
|
Closed
|
|
|
1104
|
Capital Investment Advisors
Atlanta,
Georgia
|
–
|
-$200K
|
-407
|
Closed
|
|
|
1105
|
Andrew Hill Investment Advisors
Naples,
Florida
|
–
|
-$136K
|
-277
|
Closed
|
|
|
1106
|
Amplius Wealth Advisors
Blue Bell,
Pennsylvania
|
–
|
-$68K
|
-139
|
Closed
|
|
|
1107
|
Edge Wealth Management
New York
|
–
|
-$35K
|
-72
|
Closed
|
|
|
1108
|
Optiver Holding
Amsterdam,
Netherlands
|
–
|
-$31K
|
-70
|
Closed
|
|
|
1109
|
Kings Point Capital Management
Great Neck,
New York
|
–
|
-$20K
|
-40
|
Closed
|
|
|
1110
|
Signet Financial Management
Parsippany,
New Jersey
|
–
|
-$15K
|
-30
|
Closed
|
|
|
1111
|
Tyler-Stone Wealth Management
Beachwood,
Ohio
|
–
|
-$10K
|
-21
|
Closed
|
|
|
1112
|
Atlas Capital Advisors
Jackson,
Wyoming
|
–
|
-$8.85K
|
-18
|
Closed
|
|
|
1113
|
Cassady Schiller Wealth Management
Cincinnati,
Ohio
|
–
|
-$9K
|
-18
|
Closed
|
|
|
1114
|
Eagle Bay Advisors
New York
|
–
|
-$7K
|
-16
|
Closed
|
|
|
1115
|
Snowden Capital Advisors
New York
|
–
|
-$7K
|
-15
|
Closed
|
|
|
1116
|
Level Financial Advisors
East Amherst,
New York
|
–
|
-$4K
|
-8
|
Closed
|
|
|
1117
|
Providence Capital Advisors
Charlotte,
North Carolina
|
–
|
-$4K
|
-8
|
Closed
|
|
|
1118
|
Barnett & Company
Chattanooga,
Tennessee
|
–
|
-$3K
|
-7
|
Closed
|
|
|
1119
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
–
|
-$3K
|
-6
|
Closed
|
|
|
1120
|
Sierra Capital
Miami,
Florida
|
–
|
-$2K
|
-5
|
Closed
|
|
|
1121
|
Absolute Capital Management
Pittsburgh,
Pennsylvania
|
–
|
-$984
|
-2
|
Closed
|
|
|
1122
|
McDonald Partners
Cleveland,
Ohio
|
–
|
-$984
|
-2
|
Closed
|
|
|
1123
|
SJS Investment Consulting
Sylvania,
Ohio
|
–
|
+$450
|
+1
|
New
|
|
