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Rockwell Automation
ROK

Name Holding Trade Value Shares
Change 		Change in
Stake
PCA
1201
Pallas Capital Advisors
Massachusetts
– -$217K -632 Closed
NAS
1202
NWF Advisory Services
California
– -$207K -630 Closed
I
1203
InceptionR
California
– -$207K -627 Closed
FIM
1204
Freedom Investment Management
Connecticut
– -$206K -624 Closed
CFP
1205
Catalyst Financial Partners
Massachusetts
– -$205K -621 Closed
MIM
1206
Merrion Investment Management
New Jersey
– -$203K -616 Closed
TIMH
1207
Tilt Investment Management Holdings
New York
– -$201K -609 Closed
AC
1208
Abbrea Capital
California
– -$200K -608 Closed
CBC
1209
Coombe, Bender & Co
New York
– -$176K -533 Closed
CFO
1210
CVA Family Office
Colorado
– -$83.4K -253 Closed
GC
1211
Globeflex Capital
California
– -$80.1K -243 Closed
PIAS
1212
PCA Investment Advisory Services
Ohio
– -$58K -176 Closed
SSG
1213
Summit Securities Group
New York
– -$50K -151 Closed
TFP
1214
Tilia Fiduciary Partners
North Carolina
– -$44.9K -136 Closed
HFM
1215
Harvest Fund Management
China
– -$41K -123 Closed
HWM
1216
HighMark Wealth Management
Minnesota
– -$28.2K -86 Closed
IGWM
1217
ICA Group Wealth Management
Colorado
– -$21.4K -65 Closed
CH
1218
Canton Hathaway
Rhode Island
– -$21K -64 Closed
QL
1219
Quarry LP
New York
– -$18.8K -57 Closed
YAL
1220
Your Advocates Ltd
Texas
– -$13.2K -40 Closed
TAIM
1221
TD Ameritrade Investment Management
Nebraska
– -$11K -33 Closed
CA
1222
Crewe Advisors
Utah
– -$9.88K -30 Closed
FWM
1223
Focused Wealth Management
New York
– -$6.17K -19 Closed
RI
1224
Ridgewood Investments
New Jersey
– -$4.12K -13 Closed
DI
1225
Disciplined Investments
Oklahoma
– -$3.62K -11 Closed
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49
50