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Rockwell Automation
ROK

Name Holding Trade Value Shares
Change 		Change in
Stake
IA
576
IndexIQ Advisors
New York
$548K +$15.1K +56 +3%
WAM
577
World Asset Management
Michigan
$547K -$31.6K -117 -6%
AAS
578
Avantax Advisory Services
Texas
$547K -$10.5K -39 -2%
SVWAG
579
Sound View Wealth Advisors Group
Georgia
$547K +$516K +1,913 New
CIA
580
Choate Investment Advisors
Massachusetts
$544K +$2.7K +10 +0.5%
TFS
581
TrustCore Financial Services
Tennessee
$543K -$9.17K -34 -2%
FIM
582
Freedom Investment Management
Connecticut
$543K +$6.47K +24 +1%
MS
583
Madden Securities
Texas
$539K – – –
SWM
584
Selective Wealth Management
Virginia
$535K – – –
MC
585
Moors & Cabot
Massachusetts
$531K -$539 -2 -0.1%
HCM
586
Howland Capital Management
Massachusetts
$529K – – –
RC
587
RegentAtlantic Capital
New Jersey
$528K +$65K +241 +15%
S
588
SignatureFD
Georgia
$527K +$83.3K +309 +20%
EFL
589
ERn Financial LLC
Wisconsin
$521K +$4.86K +18 +1%
TWM
590
Triton Wealth Management
Arizona
$521K +$443K +1,643 New
GIA
591
Gladstone Institutional Advisory
Florida
$515K +$486K +1,802 New
DWM
592
Dakota Wealth Management
Florida
$513K +$484K +1,793 New
LOAMS
593
Lombard Odier Asset Management (Switzerland)
Switzerland
$511K -$138K -511 -22%
SWP
594
Stratos Wealth Partners
Ohio
$508K +$15.9K +59 +3%
CIA
595
Capital Investment Advisors
Georgia
$500K -$12.9K -48 -3%
LS
596
Livforsakringsbolaget Skandia
Sweden
$496K – – –
WP
597
WealthPLAN Partners
Nebraska
$496K +$184K +682 +77%
LNC
598
Lincoln National Corp
Pennsylvania
$495K -$36.7K -136 -7%
AIMCA
599
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$486K – – –
DWT
600
Dorsey & Whitney Trust
South Dakota
$483K -$19.7K -73 -4%
22 23
24
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