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ROIC

Retail Opportunity Investments Corp.
ROIC

Delisted

ROIC was delisted on the 12th of February, 2025.

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Name Holding Trade Value Shares
Change 		Change in
Stake
VEA
176
Virtus ETF Advisers
New York
– -$195K -11,250 Closed
MMA
177
Miracle Mile Advisors
California
– -$194K -11,200 Closed
ECM
178
Evergreen Capital Management
Washington
– -$181K -10,335 Closed
GI
179
GAMMA Investing
California
– -$177K -10,183 Closed
AI
180
Atom Investors
Texas
– -$176K -10,114 Closed
PAG
181
Private Advisor Group
New Jersey
– -$175K -10,066 Closed
PNC Financial Services Group
182
PNC Financial Services Group
Pennsylvania
– -$129K -7,405 Closed
C
183
Covestor
United Kingdom
– -$127K -7,309 Closed
KBC Group
184
KBC Group
Belgium
– -$105K -6,026 Closed
SAM
185
Smartleaf Asset Management
Massachusetts
– -$91.6K -5,270 Closed
QCG
186
Quadrant Capital Group
Ohio
– -$82.6K -4,760 Closed
TRCT
187
Tower Research Capital (TRC)
New York
– -$78.4K -4,515 Closed
Fidelity International
188
Fidelity International
Bermuda
– -$77K -4,433 Closed
SCM
189
Sterling Capital Management
North Carolina
– -$67.8K -3,906 Closed
VCM
190
Versant Capital Management
Arizona
– -$62K -3,572 Closed
Mirae Asset Global Investments
191
Mirae Asset Global Investments
South Korea
– -$61.7K -3,557 Closed
S
192
SignatureFD
Georgia
– -$59.5K -3,426 Closed
BTI
193
Blue Trust Inc
Georgia
– -$57.5K -3,315 Closed
US Bancorp
194
US Bancorp
Minnesota
– -$43.8K -2,521 Closed
GFM
195
GF Fund Management
China
– -$40.2K -2,316 Closed
Northwestern Mutual Wealth Management
196
Northwestern Mutual Wealth Management
Wisconsin
– -$36.1K -2,077 Closed
AF
197
Allworth Financial
California
– -$29.8K -1,706 Closed
LC
198
Lindbrook Capital
California
– -$28.7K -1,653 Closed
VWM
199
Venturi Wealth Management
Texas
– -$20.1K -1,157 Closed
LFG
200
Larson Financial Group
Missouri
– -$17.4K -1,000 Closed
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