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ROCCU

Roth CH Acquisition II Co. Unit
ROCCU

Delisted

ROCCU was delisted on the 28th of July, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
26
Wolverine Asset Management
Illinois
– -$2.63M -253,200 Closed
Hudson Bay Capital Management
27
Hudson Bay Capital Management
Connecticut
– -$2.6M -250,000 Closed
CH
28
CVI Holdings
Delaware
– -$2.08M -200,000 Closed
MI
29
MMCAP International
Cayman Islands
– -$2.08M -200,000 Closed
MA
30
MYDA Advisors
New York
– -$1.98M -190,000 Closed
6CM
31
683 Capital Management
New York
– -$1.56M -150,000 Closed
USPCM
32
Union Square Park Capital Management
New York
– -$1.56M -150,000 Closed
NC
33
Nokomis Capital
Texas
– -$1.14M -110,000 Closed
AA
34
AQR Arbitrage
Connecticut
– -$1.04M -100,000 Closed
BCM
35
Beryl Capital Management
California
– -$1.04M -100,000 Closed
CCA
36
Cruiser Capital Advisors
Connecticut
– -$1.04M -100,000 Closed
PI
37
PEAK6 Investments
Illinois
– -$1.04M -100,000 Closed
PC
38
Periscope Capital
Ontario, Canada
– -$832K -80,000 Closed
GCIA
39
Gabelli & Co Investment Advisers
New York
– -$787K -75,700 Closed
BMCM
40
Black Maple Capital Management
Wisconsin
– -$780K -75,000 Closed
GF
41
Gabelli Funds
New York
– -$773K -74,300 Closed
OCAM
42
Owl Creek Asset Management
New York
– -$728K -70,000 Closed
Parallax Volatility Advisers
43
Parallax Volatility Advisers
California
– -$624K -60,000 Closed
TCM
44
Tenor Capital Management
New York
– -$520K -50,000 Closed
BFM
45
Boothbay Fund Management
New York
– -$260K -25,000 Closed
MSU
46
Mizuho Securities USA
New York
– -$260K -25,000 Closed
RCM
47
Rivernorth Capital Management
Florida
– -$260K -25,000 Closed
UBS Group
48
UBS Group
Switzerland
– -$53K -5,117 Closed
Osaic Holdings
49
Osaic Holdings
Arizona
– -$10K -1,000 Closed
TRCT
50
Tower Research Capital (TRC)
New York
– +$111 +10 New
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