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ROCAU

ROC Energy Acquisition Corp. Unit
ROCAU

Delisted

ROCAU was delisted on the 20th of June, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
PC
26
Periscope Capital
Ontario, Canada
– -$4.04M -400,000 Closed
SCM
27
Shaolin Capital Management
Florida
– -$3.54M -350,000 Closed
CS
28
Clear Street
New York
– -$3.33M -329,104 Closed
CCM
29
Context Capital Management
California
– -$3.29M -325,000 Closed
Capstone Investment Advisors
30
Capstone Investment Advisors
New York
– -$3.03M -300,000 Closed
Citigroup
31
Citigroup
New York
– -$3.03M -300,000 Closed
KPF
32
K2 Principal Fund
Ontario, Canada
– -$3.03M -300,000 Closed
SCM
33
Saba Capital Management
New York
– -$2.98M -294,505 Closed
UOC
34
UBS O'Connor
Illinois
– -$2.55M -252,838 Closed
PMAM
35
Picton Mahoney Asset Management
Ontario, Canada
– -$2.53M -250,000 Closed
SCC
36
Spring Creek Capital
Kansas
– -$2.52M -250,000 Closed
BI
37
Bulldog Investors
New Jersey
– -$2.35M -232,000 Closed
CC
38
Centiva Capital
New York
– -$2.02M -200,000 Closed
KIM
39
Karpus Investment Management
New York
– -$1.72M -170,000 Closed
ECU
40
Eisler Capital (UK)
United Kingdom
– -$1.53M -150,000 Closed
6CM
41
683 Capital Management
New York
– -$1.06M -105,000 Closed
LCM
42
Lynwood Capital Management
Ontario, Canada
– -$1.01M -100,000 Closed
PCM
43
Prelude Capital Management
New York
– -$1.01M -100,000 Closed
GCL
44
Glazer Capital LLC
New York
– -$991K -98,010 Closed
WA
45
Whitebox Advisors
Minnesota
– -$758K -75,000 Closed
Millennium Management
46
Millennium Management
New York
– -$545K -54,000 Closed
BCM
47
Bluefin Capital Management
New York
– -$354K -35,000 Closed
AA
48
Ancora Advisors
Ohio
– -$50K -5,000 Closed
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