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ROC

ROCKWOOD HLDGS INC
ROC

Delisted

ROC was delisted on the 12th of January, 2015.

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Name Holding Trade Value Shares
Change 		Change in
Stake
KBC Group
301
KBC Group
Belgium
– -$1.02M -13,388 Closed
GMIM
302
General Motors Investment Management
New York
– -$982K -12,918 Closed
PAMU
303
Pictet Asset Management (UK)
United Kingdom
– -$864K -11,371 Closed
PAM
304
Paradigm Asset Management
New York
– -$510K -6,710 Closed
VKH
305
Virtu KCG Holdings
New York
– -$460K -6,047 Closed
BC
306
Banced Corp
Illinois
– -$454K -5,970 Closed
BAS
307
Brown Advisory Securities
Maryland
– -$421K -5,550 Closed
Daiwa Securities Group
308
Daiwa Securities Group
Japan
– -$418K -5,500 Closed
Fuller & Thaler Asset Management
309
Fuller & Thaler Asset Management
California
– -$342K -4,500 Closed
RHBC
310
R.H. Bluestein & Co
Michigan
– -$342K -4,500 Closed
EMG
311
Ellington Management Group
Connecticut
– -$296K -3,900 Closed
EIM
312
Essex Investment Management
Massachusetts
– -$291K -3,830 Closed
QIM
313
Quantitative Investment Management
Virginia
– -$265K -3,500 Closed
WJA
314
Williams Jones & Associates
New York
– -$253K -3,335 Closed
SI
315
Stephens Inc
Arkansas
– -$230K -3,030 Closed
Group One Trading
316
Group One Trading
Illinois
– -$208K -2,602 Closed
ARC
317
Absolute Return Capital
Massachusetts
– -$167K -2,198 Closed
Nomura Holdings
318
Nomura Holdings
Japan
– -$75K -991 Closed
VAM
319
Visionary Asset Management
Texas
– -$56K -732 Closed
WA
320
Winfield Associates
Ohio
– -$53K -700 Closed
TCM
321
Tradewinds Capital Management
Washington
– -$43K -570 Closed
Northwestern Mutual Wealth Management
322
Northwestern Mutual Wealth Management
Wisconsin
– -$11.3K -141 -99%
HR
323
Howe & Rusling
New York
– -$8K -101 Closed
EWM
324
Evercore Wealth Management
New York
– -$3K -45 Closed
PTC
325
Private Trust Company
Ohio
– -$1K -17 Closed
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