Rocky Mountain Chocolate Factory
RMCF
31 hedge funds and large institutions have $28M invested in Rocky Mountain Chocolate Factory in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 5 closing their positions.
57% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 7
1.39% more ownership
Funds ownership: 44.91% → 46.3% (+1.4%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
8% less capital invested
Capital invested by funds: $30.4M → $28M (-$2.32M)
9% less funds holding
Funds holding: 34 → 31 (-3)
60% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CM
Capital Management
Glen Allen,
Virginia
|
+$786K |
| 2 |
THWM
Taylor Hoffman Wealth Management
Richmond,
Virginia
|
+$522K |
| 3 |
NSIM
North Star Investment Management
Chicago,
Illinois
|
+$448K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$52.8K |
| 5 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$35.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SGAM
Steinberg Global Asset Management
Boca Raton,
Florida
|
-$557K |
| 2 |
RHJA
Rice Hall James & Associates
San Diego,
California
|
-$268K |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$177K |
| 4 |
OSAM
O'Shaughnessy Asset Management
Stamford,
Connecticut
|
-$45K |
| 5 |
LSV Asset Management
Chicago,
Illinois
|
-$42.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LTFS
26
Ladenburg Thalmann Financial Services
Miami,
Florida
| $5K | -$2.2K | -210 | -29% |
|
|
RWA
27
River Wealth Advisors
Camp Hill,
Pennsylvania
| $5K | – | – | – |
|
28
US Bancorp
Minneapolis,
Minnesota
| $5K | – | – | – |
|
29
Royal Bank of Canada
Toronto,
Ontario, Canada
| $3K | -$42 | -4 | -1% |
|
|
APP
30
Avantax Planning Partners
Dubuque,
Iowa
| $2K | +$2.09K | +200 | New |
|
|
SWA
31
Sutton Wealth Advisors
Tampa,
Florida
| $820 | – | – | – |
|
|
RHJA
32
Rice Hall James & Associates
San Diego,
California
| – | -$268K | -23,425 | Closed |
|
|
RJA
33
Raymond James & Associates
St Petersburg,
Florida
| – | -$177K | -15,504 | Closed |
|
|
OSAM
34
O'Shaughnessy Asset Management
Stamford,
Connecticut
| – | -$45K | -3,926 | Closed |
|
|
MCA
35
Mercer Capital Advisers
Little Silver,
New Jersey
| – | -$6K | -500 | Closed |
|
|
RFC
36
Regions Financial Corp
Birmingham,
Alabama
| – | -$1K | -80 | Closed |
|
RMCF Hedge Fund Activity: Q3 2018 in Review
31 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Rocky Mountain Chocolate Factory (RMCF) for Q3 2018, worth a combined $28M — down 7.6% from $30.4M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of RMCF and 2 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 11 added.
The largest buyer was Capital Management, adding an estimated $786K. The largest seller was Steinberg Global Asset Management, cutting an estimated $557K.
- 31 institutional investors held Rocky Mountain Chocolate Factory (RMCF) as of Q3 2018, down from 34 in Q2 2018.
- Funds reported $28M of Rocky Mountain Chocolate Factory stock for Q3 2018, down 7.6% quarter-over-quarter.
- 2 funds opened new Rocky Mountain Chocolate Factory positions in Q3 2018 and 5 closed out, a net change of -3 holders.
- The largest Rocky Mountain Chocolate Factory buyer in Q3 2018 was Capital Management, an estimated $786K added.
- The largest Rocky Mountain Chocolate Factory seller in Q3 2018 was Steinberg Global Asset Management, an estimated $557K sold.
Based on aggregated 13F filings for Q3 2018.