Rocky Mountain Chocolate Factory
RMCF
36 hedge funds and large institutions have $22.3M invested in Rocky Mountain Chocolate Factory in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 2 closing their positions.
300% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 2
71% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 7
16% more funds holding
Funds holding: 31 → 36 (+5)
3% less capital invested
Capital invested by funds: $23M → $22.3M (-$666K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NSIM
North Star Investment Management
Chicago,
Illinois
|
+$437K |
| 2 |
Renaissance Technologies
New York
|
+$266K |
| 3 |
RHJA
Rice Hall James & Associates
San Diego,
California
|
+$228K |
| 4 |
Wells Fargo
San Francisco,
California
|
+$132K |
| 5 |
Vanguard Group
Malvern,
Pennsylvania
|
+$105K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SONJCPFA
State of New Jersey Common Pension Fund A
Trenton,
New Jersey
|
-$1.09M |
| 2 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
-$312K |
| 3 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$21.7K |
| 4 |
FDS
First Dallas Securities
Dallas,
Texas
|
-$10.2K |
| 5 |
CIS
Connors Investor Services
Wyomissing,
Pennsylvania
|
-$9.97K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
U
26
UBS
Zurich,
Switzerland
| $18K | +$19.3K | +1,550 | New |
|
27
Creative Planning
Overland Park,
Kansas
| $15K | – | – | – |
|
28
US Bancorp
Minneapolis,
Minnesota
| $12K | +$12.5K | +1,000 | New |
|
|
LTFS
29
Ladenburg Thalmann Financial Services
Miami,
Florida
| $9K | +$75 | +6 | +0.8% |
|
|
WA
30
WFG Advisors
Dallas,
Texas
| $8K | – | – | – |
|
|
TRCT
31
Tower Research Capital (TRC)
New York
| $3K | -$6.67K | -535 | -68% |
|
32
BNP Paribas Financial Markets
Paris,
France
| $186 | +$199 | +16 | New |
|
33
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $9 | +$8.42K | +675 | +726% |
|
|
SONJCPFA
34
State of New Jersey Common Pension Fund A
Trenton,
New Jersey
| – | -$1.09M | -90,000 | Closed |
|
|
ACM
35
Aviance Capital Management
Sarasota,
Florida
| – | -$5K | -438 | Closed |
|
|
WCM
36
Westend Capital Management
Sausalito,
California
| – | +$524 | +42 | New |
|
RMCF Hedge Fund Activity: Q4 2013 in Review
36 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Rocky Mountain Chocolate Factory (RMCF) for Q4 2013, worth a combined $22.3M — down 2.9% from $23M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new RMCF positions and 2 closed out — a net gain of 6 holders — while 12 added to existing stakes and 7 trimmed.
The largest buyer was North Star Investment Management, opening a new position worth an estimated $437K. The largest seller was State of New Jersey Common Pension Fund A, exiting entirely with an estimated $1.09M sold.
- 36 institutional investors held Rocky Mountain Chocolate Factory (RMCF) as of Q4 2013, up from 31 in Q3 2013.
- Funds reported $22.3M of Rocky Mountain Chocolate Factory stock for Q4 2013, down 2.9% quarter-over-quarter.
- 8 funds opened new Rocky Mountain Chocolate Factory positions in Q4 2013 and 2 closed out, a net change of +6 holders.
- The largest Rocky Mountain Chocolate Factory buyer in Q4 2013 was North Star Investment Management, an estimated $437K added.
- The largest Rocky Mountain Chocolate Factory seller in Q4 2013 was State of New Jersey Common Pension Fund A, an estimated $1.09M sold.
Based on aggregated 13F filings for Q4 2013.