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Rio Tinto

Name Holding Trade Value Shares
Change
Change in
Stake
CIAM
976
Caitong International Asset Management
Hong Kong
– -$747K -9,335 Closed
GS
977
GTS Securities
Florida
– -$604K -7,544 Closed
Two Sigma Advisers
978
Two Sigma Advisers
New York
– -$592K -7,400 Closed
Norges Bank
979
Norges Bank
Norway
– -$588K -7,353 Closed
FFM
980
Forum Financial Management
Illinois
– -$588K -7,345 Closed
TSS
981
Two Sigma Securities
New York
– -$575K -7,191 Closed
GCM
982
Graham Capital Management
Connecticut
– -$560K -7,000 Closed
VF
983
Virtu Financial
New York
– -$493K -6,156 Closed
Two Sigma Investments
984
Two Sigma Investments
New York
– -$506K -5,553 Closed
JWCA
985
J.W. Cole Advisors
Florida
– -$354K -5,032 Closed
BCM
986
Brookstone Capital Management
Illinois
– -$390K -4,876 Closed
Lazard Asset Management
987
Lazard Asset Management
New York
– -$346K -4,326 Closed
BF
988
Brucke Financial
Indiana
– -$337K -4,216 Closed
KP
989
Keel Point
Alabama
– -$309K -3,856 Closed
PAMS
990
Pinpoint Asset Management (Singapore)
– -$284K -3,548 Closed
HAG
991
HighPoint Advisor Group
Illinois
– -$275K -3,440 Closed
PAG
992
Private Advisory Group
Washington
– -$274K -3,425 Closed
FIA
993
Foundations Investment Advisors
Arizona
– -$272K -3,397 Closed
RS
994
R Squared
Hong Kong
– -$267K -3,338 Closed
IA
995
IFG Advisory
Georgia
– -$263K -3,283 Closed
TCM
996
TT Capital Management
California
– -$251K -3,134 Closed
LFAS
997
Level Four Advisory Services
Texas
– -$241K -3,006 Closed
EAM
998
Erste Asset Management
Austria
– -$240K -3,000 Closed
GH
999
GAM Holding
Switzerland
– -$240K -3,000 Closed
PA
1000
PharVision Advisers
Florida
– -$228K -2,844 Closed