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RCI Hospitality Holdings
RICK

49 hedge funds and large institutions have $28.5M invested in RCI Hospitality Holdings in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

844% more call options, than puts

Call options by funds: $1.68M | Put options by funds: $178K

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

9% more funds holding

Funds holding: 45 → 49 (+4)

1% less capital invested

Capital invested by funds: $28.6M → $28.5M (-$156K)

Holders
49
Holders Change
+4
Holders Change %
+8.89%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
15
Reduced
11
Closed
4
Calls
$1.68M
Puts
$178K
Net Calls
+$1.5M
Net Calls Change
-$430K

Top Buyers

Rank Fund Capital Flow
1
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$610K
2
LSV Asset Management
LSV Asset Management
Illinois
+$593K
3
NI
Numeric Investors
Massachusetts
+$457K
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$311K
5
Two Sigma Investments
Two Sigma Investments
New York
+$268K

Top Sellers

Rank Fund Capital Flow
1
TC
TFS Capital
Pennsylvania
-$1.01M
2
BIM
Bogle Investment Management
Massachusetts
-$678K
3
LPL Financial
LPL Financial
California
-$455K
4
SIM
Spark Investment Management
New York
-$149K
5
BIT
BlackRock Institutional Trust
California
-$133K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$116K -$111K -9,933 -50%
BGIM
27
Brandywine Global Investment Management
Pennsylvania
$116K -$26.8K -2,400 -19%
Citadel Advisors
28
Citadel Advisors
Florida
$64K +$548 +49 +0.9%
U
29
UBS
Switzerland
$63K -$48.5K -4,336 -44%
Barclays
30
Barclays
United Kingdom
$59K -$44.5K -3,983 -42%
RFC
31
Russell Frank Company
Washington
$54K – – –
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$29K +$27.9K +2,500 New
BA
33
BlackRock Advisors
Delaware
$22K – – –
TSW
34
Thompson Siegel & Walmsley
Virginia
$18K – – –
DAM
35
Delta Asset Management
Tennessee
$13K – – –
Bank of America
36
Bank of America
North Carolina
$13K +$3.59K +321 +40%
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$12K – – –
Wells Fargo
38
Wells Fargo
California
$6K -$5.59K -500 -50%
MFS
39
MSI Financial Services
Massachusetts
$6K +$5.59K +500 New
TRCT
40
Tower Research Capital (TRC)
New York
$5K -$20.7K -1,849 -81%
GGPS
41
Gary Goldberg Planning Services
New York
$2K – – –
OSAM
42
O'Shaughnessy Asset Management
Connecticut
$2K +$1.1K +98 +228%
Envestnet Asset Management
43
Envestnet Asset Management
Illinois
$2K +$1.63K +146 New
Ameriprise
44
Ameriprise
Minnesota
$1K – – –
ACM
45
Aviance Capital Management
Florida
$1K – – –
GC
46
Globeflex Capital
California
$1K – – –
BNP Paribas Financial Markets
47
BNP Paribas Financial Markets
France
$695 +$671 +60 New
DIA
48
Denver Investment Advisors
Colorado
$145 – – –
Manulife (Manufacturers Life Insurance)
49
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6 – – –
TC
50
TFS Capital
Pennsylvania
– -$1.01M -85,942 Closed
1
2
3

RICK Hedge Fund Activity: Q4 2013 in Review

49 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in RCI Hospitality Holdings (RICK) for Q4 2013, worth a combined $28.5M — down 0.54% from $28.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new RICK positions and 4 closed out — a net gain of 4 holders — while 15 added to existing stakes and 11 trimmed.

The largest buyer was Acadian Asset Management, adding an estimated $610K. The largest seller was TFS Capital, exiting entirely with an estimated $1.01M sold.

  • 49 institutional investors held RCI Hospitality Holdings (RICK) as of Q4 2013, up from 45 in Q3 2013.
  • Funds reported $28.5M of RCI Hospitality Holdings stock for Q4 2013, down 0.54% quarter-over-quarter.
  • 8 funds opened new RCI Hospitality Holdings positions in Q4 2013 and 4 closed out, a net change of +4 holders.
  • The largest RCI Hospitality Holdings buyer in Q4 2013 was Acadian Asset Management, an estimated $610K added.
  • The largest RCI Hospitality Holdings seller in Q4 2013 was TFS Capital, an estimated $1.01M sold.

Based on aggregated 13F filings for Q4 2013.